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Matthew L. Larocca
RDM CAPITAL ASSOCIATES
Red Bank, NJ 07701
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CRD#: 5873426
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Professional summary
Matthew Latimer Larocca, CFP® is a registered financial advisor currently at RDM CAPITAL ASSOCIATES INC located in Red Bank, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Matthew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Position: Board Member; FIRM: Fair View Cemetery; Investment Related: No; Location: 456 NJ-35, Red Bank, NJ 07701; Description of the business: Fair View Cemetery & Mausoleum has been serving Monmouth County since 1855. We are a non-sectarian cemetery that caters to all faiths.; Responsibilities Duties: Participation in board supervision of cemetery operations.; Start date with business: 2021-01-01; Hours devoted to business outside trading hours: 1.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Latimer Larocca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 10, 2011 - Present
RDM CAPITAL ASSOCIATES INC
Office #1: 263 Broad St, Red Bank, NJ 07701RIA
CRD#: 106941
Red Bank, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RDM CAPITAL ASSOCIATES INC
RDM CAPITAL ASSOCIATES INC
CRD#: 106941 / SEC#: 801-129856
RIA
Registered Investment Advisory firm - (4/9/2024 Approved)Connecticut
Registered Investment Advisory firm - (9/23/2021 Terminated)Florida
Registered Investment Advisory firm - (5/7/2024 Terminated)New York
Registered Investment Advisory firm - (5/7/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/6/2020)
IAR
New Jersey(2/10/2011)
IAR
New York(8/25/2021)
Current Firm
RC
RDM CAPITAL ASSOCIATES INC
RDM CAPITAL ASSOCIATES INC
CRD#: 106941 / SEC#: 801-129856
RIA
Registered Investment Advisory firm - (4/9/2024 Approved)Connecticut
Registered Investment Advisory firm - (9/23/2021 Terminated)Florida
Registered Investment Advisory firm - (5/7/2024 Terminated)New York
Registered Investment Advisory firm - (5/7/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
263 Broad St, Red Bank, NJ 07701
Mailing Address
Phone number
(732) 576-1671
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 127,578,442 |
Red Flags
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