Thomas F Golding
Professional Summary
Thomas F Golding is a registered financial advisor currently at BML SECURITIES LLC located in Providence, Rhode Island. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2011. Thomas has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
BML SECURITIES LLC
Contact Information
Main Address
2016 Ocean St Unit 23, Marshfield, MA 02050Mailing Address
2016 Ocean St Unit 23, Marshfield, MA 02050Phone Number
(617) 367-0099Established
Massachusetts since 02/19/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/19/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2011About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas F Golding's CRS (Customer Relationship Summary).
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