Thomas F. Golding
Professional summary
Thomas F Golding is a registered financial professional currently at BML SECURITIES LLC located in Providence, Rhode Island.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2011. Thomas has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas F Golding's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2016 - Present
BML SECURITIES LLC
Office #1: One Financial Center, Providence, RI 02903October 18, 2011 - April 2, 2014
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2020)
Exams
FINRA
Current Firm
BML SECURITIES LLC
CRD#: 167535 / SEC#: , 8-69262
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENNING ASSOCIATES LLC | MANAGING MEMBER | |
| BUSINESS CAPITAL EXCHANGE INC | MANAGING MEMBER | |
| NORTH RIVER CAPITAL LLC | MANAGING MEMBER | |
| FLYNN, PETER FRANCIS | CCO/FINOP | 2655124 |
Red Flags
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Company Information
BML SECURITIES LLC
CRD#: 167535Providence, RI 02903TRUST BUT VERIFY
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