Kevin P. Sweeney

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CRD#: 5872848

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Patrick Sweeney, CFP® was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2011. Kevin had worked at 1 firm .

Biography

Kevin earned his Bachelor of Arts degree, magna cum laude, from the University of Notre Dame and his Juris Doctor degree, cum laude, from Cornell Law School. He completed the financial planning program at Boston University in 2007 and passed the Certified Financial Planner™ examination in July of that year. Kevin received his CERTIFIED FINANCIAL PLANNER™ certification in 2010. He is a member of the Financial Planning Association and the National Association of Personal Financial Advisors. 

Outside of Modera, Kevin and his wife Deirdre moved to central Florida at the start of 2016, and he now works out of the firm’s Florida office after seven years in its Boston location. He has been a regular participant in the Multiple Sclerosis Society’s Cape Cod Getaway fund raiser bike ride and the Dana-Farber-Jimmy Fund Marathon fund raiser walk. Kevin returned to Modera in 2013 after having lived for a year with his wife in Rome and Orvieto, Italy, during which time they traveled around Italy and the eastern Mediterranean.  (CAM 3029)

Question & Answer

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Retirement Planning

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Baby Boomers

Charitable Giving

Investment Advice with Ongoing...

Retirement Planning & Distribu...

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Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Past

September 3, 2013 - October 5, 2023

MODERA WEALTH MANAGEMENT, LLC

RIA

CRD#: 155649

Inverness, FL

Past

January 6, 2011 - June 27, 2012

MODERA WEALTH MANAGEMENT, LLC

RIA

CRD#: 155649

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERA WEALTH MANAGEMENT, LLC

MODERA ADVISORS OF CRYSTAL RIVER, LLC | MODERA WEALTH MANAGEMENT, LLC

CRD#: 155649 / SEC#: 801-71973

RIA

Registered Investment Advisory firm - (11/16/2010 Approved)

State Registrations and Notice Filings

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Visual representation of state registrations

This advisor is not registered in any state.

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Exams

Current Firm

MODERA WEALTH MANAGEMENT, LLC

MODERA ADVISORS OF CRYSTAL RIVER, LLC | MODERA WEALTH MANAGEMENT, LLC

CRD#: 155649 / SEC#: 801-71973

RIA

Registered Investment Advisory firm - (11/16/2010 Approved)

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Contact information

Main Address

56 Jefferson Avenue, Westwood, NJ 07675

Mailing Address

Phone number

(201) 768-4600

Established

Firm type

Fiscal year end

# of Employees

219

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 24 2025 MWM FORM ADV PART 2A FINAL (3/24/2025)

Regulatory assets under management

Total Number of Accounts	20,833
AUM (Assets Under Management)	$ 15,510,482,152

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/25/2023	Cover Page	Report

Red Flags

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Contact information

(xxx) xxx-xxxx

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Kevin P. Sweeney

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MODERA WEALTH MANAGEMENT, LLC

MODERA WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

MODERA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

MODERA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MODERA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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