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Kenneth Chester Bresnen

CRD# 5872737·Registered 2012 - 2017
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Chester Bresnen, who also goes by Kenneth Chester Bresnen Jr, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 2012 - 2017. Kenneth had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kenneth Chester Bresnen Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

NAVIDAR GROUP LLC·CRD# 148011
BD
Austin, TX
June 30, 2015 - June 23, 2017
INDEPENDENT INVESTMENT BANKERS, CORP.·CRD# 154134
BD
Austin, TX
September 4, 2013 - February 27, 2015
RIVERSTONE WEALTH MANAGEMENT, INC.·CRD# 40418
BD
Austin, TX
July 10, 2012 - September 5, 2013

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Current Firm

NG
NAVIDAR GROUP LLC

NAVIDAR GROUP LLC | NAVIDAR GROUP, LLC

CRD#: 148011 / SEC#: 8-67954
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2700 Via Fortuna, Suite 140, Austin, TX 78746

Mailing Address

2700 Via Fortuna, Suite 140, Austin, TX 78746

Phone Number

(512) 765-6973

Established

Delaware since 06/23/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DAY, STEPHEN BRENTMANAGING PRINCIPAL, CCO2801250
RICHARDS, JAMES ROSSFINOP, PFO, POO2680389
WALSH, TIMOTHY JOHNMEMBER1748706

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Nov 2012

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2012About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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