Kenneth C. Bresnen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Chester Bresnen, who also goes by Kenneth Chester Bresnen Jr, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2012. Kenneth had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2015 - June 23, 2017
NAVIDAR GROUP LLC
September 4, 2013 - February 27, 2015
INDEPENDENT INVESTMENT BANKERS, CORP.
July 10, 2012 - September 5, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 11/13/2012
Corporate Securities Limited Representative ExaminationCurrent Firm
NAVIDAR GROUP LLC
CRD#: 148011 / SEC#: , 8-67954
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
