TW
Travis L. White
KESTRA ADVISORY SERVICES
Petaluma, CA 94954
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CRD#: 5872574
TW
Professional summary
Travis Lee White, who also goes by Travis White, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Petaluma, California and KESTRA INVESTMENT SERVICES, LLC located in Petaluma, California.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Travis has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Travis White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: investment advisor Start Date: 9/7/2017 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: investment advice Business Name: Oculus Financial Investment Related: Yes Address: 775 Baywood Dr., Ste. 111 Petaluma CA 94954 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/7/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: I'm a financial advisor. Business Name: OCULUS INSURANCE SERVICES POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2022 ADDRESS: 765 Baywood Drive, Suite 336, Petaluma CA 94954 DESCRIPTION: Sales / Agent
CRS (Client Relationship Summary) - RIA
Click below to view Travis Lee White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 775 Baywood Dr, Suite 111, Petaluma, CA 94954RIA
CRD#: 283330
Petaluma, CA
Current
September 7, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 765 Baywood Drive Suite 336, Petaluma, CA 94954BD
CRD#: 42046
Petaluma, CA
Past
December 9, 2013 - September 13, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PETALUMA, CA
Past
December 9, 2013 - September 13, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PETALUMA, CA
Past
February 7, 2011 - December 10, 2013
EDWARD JONES
RIA
CRD#: 250
HEALDSBURG, CA
Past
January 21, 2011 - December 10, 2013
EDWARD JONES
BD
CRD#: 250
HEALDSBURG, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/7/2017)
RR
California(9/7/2017)
IAR
California(9/7/2017)
RR
Colorado(9/7/2017)
RR
Delaware(11/21/2023)
RR
Hawaii(5/3/2023)
RR
Maryland(1/22/2025)
RR
Nevada(3/3/2023)
RR
Oregon(1/23/2020)
RR
Texas(5/23/2024)
IAR
Texas(5/24/2024)
RR
Virginia(9/7/2017)
RR
Washington(6/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Petaluma, CA 94954TRUST BUT VERIFY
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