Patrick D. Kowalczyk

Some features on this profile are disabled

CRD#: 5872054

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick D Kowalczyk, CFP® was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 2014. Patrick had worked at 2 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

March 22, 2017 - November 21, 2018

MYCIO WEALTH PARTNERS, LLC

RIA

CRD#: 134436

PHILADELPHIA, PA

Past

September 12, 2014 - October 24, 2016

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

CLINTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MYCIO WEALTH PARTNERS, LLC

LEES BILES CONSULTING | MYCIO WEALTH PARTNERS, LLC | MY CIO

CRD#: 134436 / SEC#: 801-64053

RIA

Registered Investment Advisory firm - (4/7/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/24/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2014

General Securities Representative Examination

Current Firm

MYCIO WEALTH PARTNERS, LLC

LEES BILES CONSULTING | MYCIO WEALTH PARTNERS, LLC | MY CIO

CRD#: 134436 / SEC#: 801-64053

RIA

Registered Investment Advisory firm - (4/7/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2929 Walnut Street, Suite 1200, Philadelphia, PA 19104-5172

Mailing Address

Phone number

(267) 295-2280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	8,011
AUM (Assets Under Management)	$ 14,415,669,677

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/18/2025	Cover Page	Report
12/20/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick D. Kowalczyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MYCIO WEALTH PARTNERS, LLC

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MYCIO WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/24/2016

Series 7

Date: 9/12/2014

Current Firm

MYCIO WEALTH PARTNERS, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MYCIO WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors