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CF

Christy J. Fabian

Some features on this profile are disabled
CRD#: 5872007
CF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christy Jean Fabian, who also goes by Christy Jean Mariani, Christy Mariani, was a registered financial professional .

Christy is a previously registered financial professional and started their career in finance in 2011. Christy had worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christy Jean Mariani | Christy Mariani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 15, 2022 - May 21, 2025

FIDELIS CAPITAL

RIA
CRD#: 322287
TAMPA, FL
Past

September 29, 2020 - October 6, 2021

ROCKEFELLER FINANCIAL LLC

RIA
CRD#: 291361
Saratoga Springs, NY
Past

September 28, 2020 - October 6, 2021

ROCKEFELLER FINANCIAL LLC

BD
CRD#: 291361
Saratoga Springs, NY
Past

February 14, 2020 - September 22, 2020

EQUITY SERVICES, INC.

RIA
CRD#: 265
MONTPELIER, VT
Past

February 14, 2020 - September 22, 2020

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

October 21, 2014 - December 26, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BURLINGTON, VT
Past

August 27, 2014 - December 26, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BURLINGTON, VT
Past

June 19, 2014 - August 29, 2014

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
TAMPA, FL
Past

August 23, 2011 - April 29, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIDELIS CAPITAL
FIDELIS CAPITAL
FIDELIS | FIDELIS CAPITAL PARTNERS, LLC | FIDELIS CAPITAL

CRD#: 322287 / SEC#: 801-126176

RIA
Registered Investment Advisory firm - (7/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/27/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/6/2018
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/20/2017
General Securities Sales Supervisor - Options Module Examination

Current Firm

FIDELIS CAPITAL
FIDELIS CAPITAL
FIDELIS | FIDELIS CAPITAL PARTNERS, LLC | FIDELIS CAPITAL

CRD#: 322287 / SEC#: 801-126176

RIA
Registered Investment Advisory firm - (7/25/2022 Approved)
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Contact information

Main Address
4221 W Boy Scout Blvd Suite 730, Tampa, FL 33607
Mailing Address
Phone number
(813) 934-6246
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELIS CAPITAL PARTNERS FIRM BROCHURE 3-19-25 (6/4/2025)

Regulatory assets under management

Total Number of Accounts934
AUM (Assets Under Management)$ 1,660,321,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELIS CAPITAL

FIDELIS CAPITAL

CRD#: 322287

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