AG
Adam K. Garvey
REHMANN WEALTH
GRAND RAPIDS, MI 49546
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CRD#: 5871750
AG
Professional summary
Adam Kristjan Garvey, CFP®, who also goes by Adam K Garvey, is a registered financial advisor currently at REHMANN WEALTH located in Grand Rapids, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Traverse City, Michigan.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Adam has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam K Garvey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. REHMANN CAPITAL ADVISORY GROUP - RCAG POSITION: FINANCIAL ADVISOR NATURE: LIMITED LIABILITY COMPANY INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 09/10/2013 ADDRESS: 2300 EAST PARIS AVE. S.E., GRAND RAPIDS MI 49546 DESCRIPTION: FINANCIAL PLANNING AND PROVIDING INVESTMENT ADVICE 2. REHMANN INSURANCE GROUP, LLC - RIG POSITION: LICENSED PRODUCER NATURE: LIMITED LIABILITY COMPANY INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 09/10/2013 ADDRESS: 2330 EAST PARIS AVE SE, GRAND RAPIDS MI 49546 DESCRIPTION: WRITE NEW AND SERVICE EXISTING INSURANCE BUSINESS 3. REHMANN ROBSON LLC POSITION: Staff Preparer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 02/01/2016 ADDRESS: 2330 East Paris Ave SE, Grand Rapids MI 49546 DESCRIPTION: I help the the tax staff prepare trust & estate tax returns, some individual tax returns, and some business tax returns. 4. REHMANN FINANCIAL NETWORK, LLC POSITION: REGISTERED REP NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2017 ADDRESS: 4086 Legacy Parkway, Lansing MI 48911; DESCRIPTION: registered rep 5. GRAND TRAVERSE AREA ESTATE PLANNING COUNCIL; POSITION: BOARD MEMBER; NATURE: NON PROFIT DIRECTORSHIP; INVESTMENT RELATED: NO; NUMBER OF HOURS: 1; SECURITIES HOURS: 0; START DATE: 09/24/2020; ADDRESS: 233 LAKE AVE, SUITE B, TRAVERSE CITY, MI 49684; DUTIES: NON OFFICER BOARD MEMBER AS WELL AS PROGRAMMING COMMITTEE MEMBER
CRS (Client Relationship Summary) - RIA
Click below to view Adam Kristjan Garvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
October 2, 2013 - Present
REHMANN WEALTH
Office #1: 2330 East Paris Ave Se, Grand Rapids, MI 49546RIA
CRD#: 123047
GRAND RAPIDS, MI
Current
January 20, 2017 - Present
REHMANN FINANCIAL NETWORK, LLC
Office #1: 107 S. Cass St. Suite A, Traverse City, MI 49684BD
CRD#: 165027
Traverse City, MI
Past
September 25, 2013 - December 31, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
GRAND RAPIDS, MI
Past
July 18, 2011 - September 5, 2013
HANTZ FINANCIAL SERVICES, INC.
RIA
CRD#: 46047
GRANDVILLE, MI
Past
June 6, 2011 - September 5, 2013
HANTZ FINANCIAL SERVICES, INC.
BD
CRD#: 46047
GRANDVILLE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/6/2018)
RR
Florida(9/6/2018)
RR
Indiana(9/6/2018)
IAR
Louisiana(10/1/2019)
IAR
Michigan(10/2/2013)
RR
Michigan(1/1/2017)
IAR
New Hampshire(10/20/2022)
RR
Virginia(9/6/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4086 Legacy Parkway, Lansing, MI 48911-4261
Mailing Address
Phone number
(517) 316-2400
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,238 |
| AUM (Assets Under Management) | $ 4,270,170,000 |
Red Flags
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Company Information
REHMANN WEALTH
CRD#: 123047Grand Rapids, MI 49546TRUST BUT VERIFY
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