Mason L. Phelps
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mason Lawson Phelps, who also goes by Mason L Phelps, was a registered financial professional .
Mason is a previously registered financial professional and started their career in finance in 2011. Mason had worked at 2 firms and has passed the Series 57TO, SIE, Series 57 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2020 - May 1, 2024
CUTLER GROUP, LLC
April 18, 2016 - April 10, 2017
CONSOLIDATED TRADING LLC
November 4, 2011 - December 5, 2013
CUTLER GROUP, LLC
March 7, 2011 - May 3, 2011
CUTLER GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 6/5/2020
Securities Trader ExamSeries 56
Date: 9/19/2011
Proprietary Trader Qualification ExaminationCurrent Firm
CUTLER GROUP, LLC
CRD#: 31730 / SEC#: , 8-42415
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
Red Flags
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