TH
Terri S. Hembree
SPC
Boise, ID
Some features on this profile are disabled
CRD#: 5871141
TH
Professional summary
Terri S Hembree, who also goes by Terri Susan Hembree, Terri Susan Hembree Smith, is a registered financial advisor currently at SPC located in Boise, Idaho and SIGMA FINANCIAL CORPORATION located in Boise, Idaho.
Terri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Terri has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terri Susan Hembree | Terri Susan Hembree Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME: TERRI S. HEMBREE, MOBILE NOTARY INV REL: N ADD: 11230 W BRIDGETOWER DR., BOISE, ID 83709 NATURE: MOBILE NOTARY POSITION: OWNER START DATE: 9/26/10 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 2. Name: First Rate Home Loans, 7985 S. 700, East Sandy, UT. Position: Senior Loan Officer originating mortgage loans. Start date: 11/6/2023 No. Hrs/Mo: 0 No. Hr/Mo during mkt hrs: 0 Duties: Mortgage broker / license held with First Rate Home Loans. Only work on referral basis from friends and family. 3. CeeWay Marketing - INTERNAL WHOLESALER SETTING APPOINTMENTS, ROUTINE CLERICAL FUNCTIONS. START DATE: 8/9/15, APPROX. 20-30 HRS/MO WITH 10 HRS DURING MARKET HOURS. NOT INVESTMENT RELATED. 4. IRMAA Solutions LLC, Boise, ID. One of three members of LLC for the sale of future healthcare cost software (extension of CeeWay Marketing). Start date: 2/22/21, approx. 80 hrs/mo, mkt hrs by appt, as needed. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Terri S Hembree's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2014 - Present
SPC
RIA
CRD#: 110692
Boise, ID
Current
August 16, 2012 - Present
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Boise, ID
Past
February 17, 2011 - August 21, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/17/2024)
RR
Delaware(9/24/2024)
RR
Florida(7/15/2025)
RR
Idaho(8/16/2012)
IAR
Idaho(2/4/2014)
RR
Indiana(6/24/2013)
RR
New Jersey(9/13/2024)
RR
Ohio(7/16/2025)
RR
Oklahoma(7/15/2025)
RR
South Dakota(7/15/2025)
RR
Washington(2/24/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
