Parley J. Stock
Professional summary
Parley Jack Stock, CIMA® is a registered financial professional currently at RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.
Parley is registered as a RR (Registered Representative) and started their career in finance in 2011. Parley has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Parley Jack Stock's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2018 - Present
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039October 27, 2016 - March 1, 2018
FORESIDE FUND SERVICES, LLC
April 23, 2013 - September 15, 2016
FIDELITY DISTRIBUTORS COMPANY LLC
May 7, 2012 - February 26, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
November 16, 2011 - February 26, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
May 10, 2011 - September 13, 2011
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2023)
(1/19/2022)
(1/21/2022)
(4/12/2023)
(1/12/2022)
(1/12/2022)
(3/5/2018)
(3/23/2023)
(3/23/2023)
(3/24/2023)
(3/27/2023)
(1/13/2022)
(1/13/2022)
(3/23/2023)
(3/23/2023)
(3/23/2023)
(3/23/2023)
(3/23/2023)
(1/20/2022)
(3/2/2018)
(3/23/2023)
(3/2/2018)
(3/28/2023)
(3/28/2023)
(3/24/2023)
(3/23/2023)
(1/13/2022)
(3/23/2023)
(1/27/2022)
(3/5/2018)
(3/23/2023)
(1/13/2022)
(3/26/2018)
(3/24/2023)
(3/27/2023)
(3/23/2023)
(3/23/2023)
(1/19/2022)
(3/24/2023)
(4/12/2023)
(3/9/2018)
(3/27/2023)
(3/24/2023)
(3/24/2023)
(3/4/2018)
(1/13/2022)
(3/7/2018)
(3/27/2023)
(1/12/2022)
(3/23/2023)
(3/23/2023)
(1/18/2022)
Exams
FINRA
Current Firm
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD#: 287788 / SEC#: , 8-69912
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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