BL
Bentley Y. London
CALDWELL ADVISORS
Brentwood, TN 37027
Some features on this profile are disabled
CRD#: 5870995
BL
Professional summary
Bentley Yeiser London is a registered financial advisor currently at CALDWELL ADVISORS, LLC located in Brentwood, Tennessee and LPL FINANCIAL LLC located in Brentwood, Tennessee.
Bentley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Bentley has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/27/2014 - No Business Name - Not Investment Related - 3497 London Rd, Cornersville TN - OTHER-BEEF CATTLE FARM - 10 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING - Grow beef cattle and sell the calves each year to pay for land expenses.
2. 9/19/2018 - Caldwell Advisors / Caldwell Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/07/2018 - 40 Hours Per Month/35 Hours During Securities Trading.
3. 10/8/2018 - Caldwell Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/05/2018 - 150 Hours Per Month/125 Hours During Securities Trading - I provide investment advisory services through Caldwell Advisors, LLC, an independent investment advisor firm. I started this business activity in September 2018. I expect to spend approximately 150 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
4. 09/27/2019 - Dixon Wells - Investment related - At reported business location(s) - Non-Variable Insurance - start date:08/06/2019 - 1 hr/mo - 0 hrs during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Bentley Yeiser London's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2018 - Present
CALDWELL ADVISORS, LLC
Office #1: 5210 Maryland Way Ste 202, Brentwood, TN 37027RIA
CRD#: 144408
Brentwood, TN
Current
May 11, 2011 - Present
LPL FINANCIAL LLC
Office #1: 5210 Maryland Way Suite 202, Brentwood, TN 37027RIA
BD
CRD#: 6413
Brentwood, TN
Past
April 12, 2017 - January 11, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEWISBURG, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CALDWELL ADVISORS, LLC
AARON ZAUNER | SCHILLING INVESTMENT CONSULTANTS, LLC | RYAN K. SNOVER/RIVERROCK CAPITAL GROUP, LLC | JOHN W. COBB/VALUES BASED PLANNING, LLC | JOHN COBB | DAVID STEINFELD | CALDWELL ADVISORS, LLC | BEVERLY O. DAVIS | BENTLEY LONDON | ALAN A. COSTA / THE HARPETH FINANCIAL GROUP
CRD#: 144408 / SEC#: 801-106730
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Tennessee
Registered Investment Advisory firm - (1/11/2016 Terminated)Texas
Registered Investment Advisory firm - (1/8/2016 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/10/2017)
RR
Arkansas(8/19/2025)
RR
California(7/28/2021)
RR
Florida(7/28/2021)
IAR
Florida(4/29/2022)
RR
Georgia(10/9/2023)
RR
Mississippi(3/14/2024)
RR
Missouri(4/25/2023)
RR
New Jersey(9/8/2023)
RR
Ohio(6/3/2025)
RR
Oklahoma(9/10/2021)
RR
South Carolina(10/16/2020)
RR
Tennessee(9/28/2011)
IAR
Tennessee(9/20/2018)
RR
Texas(1/16/2025)
RR
Virginia(3/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CALDWELL ADVISORS, LLC
AARON ZAUNER | SCHILLING INVESTMENT CONSULTANTS, LLC | RYAN K. SNOVER/RIVERROCK CAPITAL GROUP, LLC | JOHN W. COBB/VALUES BASED PLANNING, LLC | JOHN COBB | DAVID STEINFELD | CALDWELL ADVISORS, LLC | BEVERLY O. DAVIS | BENTLEY LONDON | ALAN A. COSTA / THE HARPETH FINANCIAL GROUP
CRD#: 144408 / SEC#: 801-106730
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Tennessee
Registered Investment Advisory firm - (1/11/2016 Terminated)Texas
Registered Investment Advisory firm - (1/8/2016 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5210 Maryland Way Ste 202, Brentwood, TN 37027
Mailing Address
Phone number
(615) 370-8988
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 493 |
| AUM (Assets Under Management) | $ 339,088,296 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
