Allen R. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Reginald Brown, who also goes by A Reginald Brown, Allen R Brown, Allen Brown, Reggie Brown, was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 2012. Allen had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - April 17, 2019
KALOS MANAGEMENT
January 4, 2017 - April 17, 2019
KALOS CAPITAL, INC.
May 14, 2014 - January 13, 2015
MSI FINANCIAL SERVICES, INC.
March 30, 2012 - January 13, 2015
MSI FINANCIAL SERVICES, INC.
February 22, 2012 - April 4, 2012
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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