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Cristopher Mckay Dockery

ARGENT WEALTH
RIDGELAND, MS
·CRD# 5870461·15 years experience

Professional Summary

Cristopher Mckay Dockery, who also goes by Cris Dockery, Cristopher M Dockery, Cristopher Dockery, is a registered financial advisor currently at ARGENT WEALTH, LLC located in Ridgeland, Mississippi. Cristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Cristopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cris Dockery, Cristopher M Dockery, Cristopher Dockery

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

ARGENT WEALTH, LLC·CRD# 311685
RIA
1020 Highland Colony Parkway Suite 603, Ridgeland, MS 39157
June 11, 2021 - Present
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Madison, MS
October 13, 2014 - September 1, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Ridgeland, MS
May 5, 2011 - October 14, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Ridgeland, MS
May 4, 2011 - October 14, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Ridgeland, MS
January 17, 2011 - April 7, 2011

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Current Firm

AW
ARGENT WEALTH, LLC

ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC

CRD#: 311685 / SEC#: 801-120152
RIA
Registered Investment Advisory firm - SEC (1/14/2021 Approved)

Contact Information

Main Address

1020 Highland Colony Parkway Suite 603, Ridgeland, MS 39157

Phone Number

(601) 957-0323

# of Employees

11

SEC notice filing (6 States and Territories)

Registered to provide investment advisory services in 6 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

844

AUM (Assets Under Management)

$487,289,663

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT;YES;101 PORT ST STE 200, MADISON MS 39110;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;10/13/2014;0;0;SALES OF FIXED INSURANCE; 2)PINNACLE TRUST;YES;101 PORT STREET STE 200, MADISON, MS 39110;FINANCIAL ADVISOR;FINANCIAL ADVISOR;10/06/2014;20;20;FINANCIAL ADVISOR REFERRING BUSINESS TO TRUST COMPANY

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARGENT WEALTH, LLC

ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC

CRD#: 311685 / SEC#: 801-120152
RIA
Registered Investment Advisory firm - SEC (1/14/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Mississippi
(6/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2011About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Cristopher Mckay Dockery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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