Cristopher M. Dockery

ARGENT WEALTH

Ridgeland, MS 39157

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CRD#: 5870461

Professional summary

Cristopher Mckay Dockery, who also goes by Cris Dockery, Cristopher M Dockery, Cristopher Dockery, is a registered financial advisor currently at ARGENT WEALTH, LLC located in Ridgeland, Mississippi.

Cristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Cristopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cris Dockery | Cristopher M Dockery | Cristopher Dockery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT;YES;101 PORT ST STE 200, MADISON MS 39110;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;10/13/2014;0;0;SALES OF FIXED INSURANCE; 2)PINNACLE TRUST;YES;101 PORT STREET STE 200, MADISON, MS 39110;FINANCIAL ADVISOR;FINANCIAL ADVISOR;10/06/2014;20;20;FINANCIAL ADVISOR REFERRING BUSINESS TO TRUST COMPANY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cristopher Mckay Dockery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2021 - Present

ARGENT WEALTH, LLC

Office #1: 1020 Highland Colony Parkway Suite 603, Ridgeland, MS 39157

RIA

CRD#: 311685

Ridgeland, MS

Past

October 13, 2014 - September 1, 2015

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MADISON, MS

Past

May 5, 2011 - October 14, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RIDGELAND, MS

Past

May 4, 2011 - October 14, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RIDGELAND, MS

Past

January 17, 2011 - April 7, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RIDGELAND, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGENT WEALTH, LLC

ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC

CRD#: 311685 / SEC#: 801-120152

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(6/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2011

General Securities Representative Examination

Current Firm

ARGENT WEALTH, LLC

ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC

CRD#: 311685 / SEC#: 801-120152

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

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Contact information

Main Address

1020 Highland Colony Parkway Suite 603, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 957-0323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	787
AUM (Assets Under Management)	$ 439,274,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cristopher M. Dockery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cristopher Mckay Dockery's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ARGENT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2021

Series 63

Date: 3/28/2011

SIE

Date: 9/1/2015

Series 7

Date: 1/14/2011

Current Firm

ARGENT WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGENT WEALTH, LLC

TRUST BUT VERIFY

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