Cristopher Mckay Dockery
Professional Summary
Cristopher Mckay Dockery, who also goes by Cris Dockery, Cristopher M Dockery, Cristopher Dockery, is a registered financial advisor currently at ARGENT WEALTH, LLC located in Ridgeland, Mississippi. Cristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Cristopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cris Dockery, Cristopher M Dockery, Cristopher Dockery
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RAYMOND JAMES & ASSOCIATES, INC.
Videos & Posts
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RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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RAYMOND JAMES & ASSOCIATES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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RAYMOND JAMES & ASSOCIATES, INC.
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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RAYMOND JAMES & ASSOCIATES, INC.
Current Firm
ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC
Contact Information
Main Address
1020 Highland Colony Parkway Suite 603, Ridgeland, MS 39157Phone Number
(601) 957-0323# of Employees
11SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
844AUM (Assets Under Management)
$487,289,663Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC
State Registrations and Notice Filings
(6/11/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Cristopher Mckay Dockery's CRS (Customer Relationship Summary).
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RAYMOND JAMES & ASSOCIATES, INC.