Robert J. Callaghan

TJM INVESTMENTS

Chicago, IL 60604

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CRD#: 5870357

Professional summary

Robert James Callaghan, who also goes by Robert James Callahan, is a registered financial professional currently at TJM INVESTMENTS, LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2011. Robert has worked at 4 firms and has passed the Series 66, Series 57TO, SIE, Series 7, Series 56 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert James Callahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert James Callaghan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2017 - Present

TJM INVESTMENTS, LLC

Office #1: Cboe Trading Floor 141 West Jackson Boulevard, Chicago, IL 60604

CRD#: 46300

Chicago, IL

Past

January 2, 2015 - May 31, 2017

RQD* CLEARING, LLC

CRD#: 134284

NEW YORK, NY

Past

July 2, 2013 - November 25, 2014

MORGAN STANLEY

RIA

CRD#: 149777

CHICAGO, IL

Past

May 22, 2013 - November 25, 2014

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

Past

March 14, 2011 - February 19, 2013

EQUITEC PROPRIETARY MARKETS, LLC

CRD#: 113728

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/19/2021)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/2013

General Securities Representative Examination

General Industry/Product Exam

Series 56

Date: 10/19/2011

Proprietary Trader Qualification Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2015

General Securities Principal Examination

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

Current Firm

TJM INVESTMENTS, LLC

MND PARTNERS | TJM SECURITIES, LLC | TJM INVESTMENTS, LLC

CRD#: 46300 / SEC#: , 8-51370

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

318 W. Adams Street Suite 900, Chicago, IL 60606

Mailing Address

318 W. Adams Street 9th Floor, Chicago, IL 60606

Phone number

(312) 432-5100

Established

Illinois since 10/13/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TJM HOLDINGS, LLC	HOLDING COMPANY
BEITLER, STEVE ALLEN	CHIEF EXECUTIVE OFFICER	1893827
BURKE, JOHN TERRENCE	CHIEF OPERATING OFFICER	2116593
DANG, STACY BINH	CHIEF COMPLIANCE OFFICER	3143275
MURPHY, THOMAS JAMES	CO-MANAGER	857354
RISINGER, COLLEEN SULLIVAN	FINOP CFO	2812053
SKWERES, DENISE PAREJKO	FINOP CFO	5332253

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Callaghan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert James Callaghan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RQD* CLEARING, LLC

MORGAN STANLEY

MORGAN STANLEY

EQUITEC PROPRIETARY MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2013

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/21/2013

Series 56

Date: 10/19/2011

Series 24

Date: 12/7/2015

Cboe Exchange, Inc.

FINRA

Current Firm

TJM INVESTMENTS, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TJM INVESTMENTS, LLC

TRUST BUT VERIFY

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