William J. Atkins

ALDEN CAPITAL

Annapolis, MD

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CRD#: 5870335

Professional summary

William Jude Atkins, who also goes by William J Atkins, Bill Atkins, is a registered financial advisor currently at ALDEN CAPITAL located in Annapolis, Maryland and ALDEN INVESTMENT GROUP located in Annapolis, Maryland.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. William has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William J Atkins | Bill Atkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROPERTY/CASUALTY INSURANCE | INVESTMENT RELATED: NO | DBA NAME: WILLIAM ATKINS | POSITION HELD: OTHER - INDEPENDENT AGENT | ADDRESS: 1002 COVINGTON WAY, ANNAPOLIS, MD 21401 | START DATE: 12/1/2010 | NATURE OF ACTIVITY: PROPERTY/CASUALTY INSURANCE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SALES & SERVICE OF P&C PERSONAL LINES & COMMERCIAL LINE ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jude Atkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2021 - Present

ALDEN CAPITAL

RIA

CRD#: 293551

Annapolis, MD

Current

May 31, 2022 - Present

ALDEN INVESTMENT GROUP

RIA

CRD#: 317077

Annapolis, MD

Current

November 10, 2021 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 48 West Oakland Ave., Doylestown, PA 18901

CRD#: 40002

Doylestown, PA

Past

June 5, 2018 - October 11, 2021

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 8, 2018 - October 11, 2021

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

July 19, 2016 - February 8, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Annapolis, MD

Past

May 18, 2016 - February 8, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

Annapolis, MD

Past

January 19, 2012 - May 3, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

ANNAPOLIS, MD

Past

October 12, 2011 - May 3, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

ANNAPOLIS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(11/10/2021)

Colorado
(11/22/2021)

Florida
(11/22/2021)

IAR

Maryland
(11/10/2021)

Maryland
(11/12/2021)

New Jersey
(11/18/2021)

IAR

New Jersey
(11/30/2021)

IAR

New York
(11/10/2021)

New York
(11/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 301, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	3,147
AUM (Assets Under Management)	$ 1,444,147,688

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Atkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jude Atkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDEN INVESTMENT GROUP

J. ALDEN ASSOCIATES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

ALDEN CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2011

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2011

FINRA

Current Firm

ALDEN CAPITAL

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN CAPITAL

TRUST BUT VERIFY

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