Harvey A. Hutchinson
BROWN FINANCIAL ADVISORY
Fairhope, AL 36532
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CRD#: 5870294
Professional summary
Harvey Atwood Hutchinson III, CFP®, who also goes by Harvey Hutchinson, Harvey Atwood Hutchinson, is a registered financial advisor currently at BROWN FINANCIAL ADVISORY located in Fairhope, Alabama.
Harvey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Harvey has worked at 5 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harvey Hutchinson | Harvey Atwood Hutchinson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. National Association of Estate Planners & Councils: Not investment-related; 1120 Chester Ave., Ste. 470, Cleveland, OH 44114; Support local affiliated councils throughout the U.S.; Volunteer as a director; January 2020; Approximately three hours per month; Approximately three hours per month during securities trading hours; Advise and serve the Council as it supports local affiliated councils. 2. Emory University - Professional Learning Programs: Not investment-related; 2635 Century Parkway NE, Suite 300, Atlanta, GA 30345; Higher education; Part-Time Instructor; 10/2007; Approximately 2 hours per month; 0 hours during securities trading hours; Teach synchronous online classes during the evening to the school's post-baccalaureate students. 3. University of Virginia: Not investment-related; 104 Midmont Lane, P.O. Box 400764, Charlottesville, VA 22904; Higher education; Lecturer to online students; 01/19/22; Approximately 12 hours per month 0 hours during securities trading hours; Teach synchronous, online classes during evening hours to post-baccalaureate students in the accounting certificate program. 4. Regent University School of Law: Not investment-related; 1000 Regent University Dr., Virginia Beach, VA 23464; Higher education; Part-time director and adjunct teacher to online students; 03/24/2025; Approximately 4 hours per month 0 hours during securities trading hours; Teach synchronous, online classes during evening hours to students in the MA in Financial Planning & Law program.
CRS (Client Relationship Summary) - RIA
Click below to view Harvey Atwood Hutchinson III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
October 31, 2022 - Present
BROWN FINANCIAL ADVISORY
Office #1: 54 S. Greeno Road, Fairhope, AL 36532RIA
CRD#: 155548
Fairhope, AL
Past
November 22, 2021 - March 18, 2022
ARVEST WEALTH MANAGEMENT
RIA
CRD#: 42057
FT SMITH, AR
Past
November 22, 2021 - March 18, 2022
ARVEST WEALTH MANAGEMENT
BD
CRD#: 42057
FT SMITH, AR
Past
September 3, 2020 - June 3, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
August 2, 2018 - February 25, 2020
WELCH HORNSBY, INC.
RIA
CRD#: 104664
Birmingham, AL
Past
January 20, 2011 - August 28, 2012
KINSIGHT, LLC
RIA
CRD#: 116047
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BROWN FINANCIAL ADVISORY
BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC
CRD#: 155548 / SEC#: 801-79151
RIA
Registered Investment Advisory firm - (2/4/2014 Approved)Alabama
Registered Investment Advisory firm - (4/16/2014 Terminated)Florida
Registered Investment Advisory firm - (3/7/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(10/31/2022)
IAR
Texas(4/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/2/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
BROWN FINANCIAL ADVISORY
BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC
CRD#: 155548 / SEC#: 801-79151
RIA
Registered Investment Advisory firm - (2/4/2014 Approved)Alabama
Registered Investment Advisory firm - (4/16/2014 Terminated)Florida
Registered Investment Advisory firm - (3/7/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
54 S. Greeno Road, Fairhope, AL 36532
Mailing Address
Phone number
(251) 928-9498
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 745 |
| AUM (Assets Under Management) | $ 344,026,037 |
Red Flags
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Company Information
BROWN FINANCIAL ADVISORY
CRD#: 155548Fairhope, AL 36532TRUST BUT VERIFY
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