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Harvey Atwood Hutchinson III

Harvey A. Hutchinson

BROWN FINANCIAL ADVISORY
Fairhope, AL 36532
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CRD#: 5870294
Harvey Atwood Hutchinson III

Professional summary


Harvey Atwood Hutchinson III, CFP®, who also goes by Harvey Hutchinson, Harvey Atwood Hutchinson, is a registered financial advisor currently at BROWN FINANCIAL ADVISORY located in Fairhope, Alabama.

Harvey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Harvey has worked at 5 firms and has passed the Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Harvey Hutchinson | Harvey Atwood Hutchinson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. National Association of Estate Planners & Councils: Not investment-related; 1120 Chester Ave., Ste. 470, Cleveland, OH 44114; Support local affiliated councils throughout the U.S.; Volunteer as a director; January 2020; Approximately three hours per month; Approximately three hours per month during securities trading hours; Advise and serve the Council as it supports local affiliated councils. 2. Emory University - Professional Learning Programs: Not investment-related; 2635 Century Parkway NE, Suite 300, Atlanta, GA 30345; Higher education; Part-Time Instructor; 10/2007; Approximately 2 hours per month; 0 hours during securities trading hours; Teach synchronous online classes during the evening to the school's post-baccalaureate students. 3. University of Virginia: Not investment-related; 104 Midmont Lane, P.O. Box 400764, Charlottesville, VA 22904; Higher education; Lecturer to online students; 01/19/22; Approximately 12 hours per month 0 hours during securities trading hours; Teach synchronous, online classes during evening hours to post-baccalaureate students in the accounting certificate program. 4. Regent University School of Law: Not investment-related; 1000 Regent University Dr., Virginia Beach, VA 23464; Higher education; Part-time director and adjunct teacher to online students; 03/24/2025; Approximately 4 hours per month 0 hours during securities trading hours; Teach synchronous, online classes during evening hours to students in the MA in Financial Planning & Law program.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Harvey Atwood Hutchinson III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2002

Experience


Current

October 31, 2022 - Present

BROWN FINANCIAL ADVISORY

Office #1: 54 S. Greeno Road, Fairhope, AL 36532
RIA
CRD#: 155548
Fairhope, AL
Past

November 22, 2021 - March 18, 2022

ARVEST WEALTH MANAGEMENT

RIA
CRD#: 42057
FT SMITH, AR
Past

November 22, 2021 - March 18, 2022

ARVEST WEALTH MANAGEMENT

BD
CRD#: 42057
FT SMITH, AR
Past

September 3, 2020 - June 3, 2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

August 2, 2018 - February 25, 2020

WELCH HORNSBY, INC.

RIA
CRD#: 104664
Birmingham, AL
Past

January 20, 2011 - August 28, 2012

KINSIGHT, LLC

RIA
CRD#: 116047
BIRMINGHAM, AL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BROWN FINANCIAL ADVISORY
BROWN FINANCIAL ADVISORY
BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC

CRD#: 155548 / SEC#: 801-79151

RIA
Registered Investment Advisory firm - (2/4/2014 Approved)
Alabama
Registered Investment Advisory firm - (4/16/2014 Terminated)
Florida
Registered Investment Advisory firm - (3/7/2014 Terminated)
Louisiana
Registered Investment Advisory firm - (3/19/2014 Terminated)
Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(10/31/2022)
IAR
Texas
(4/11/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 9/11/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/2/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam

Current Firm


BROWN FINANCIAL ADVISORY
BROWN FINANCIAL ADVISORY
BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC

CRD#: 155548 / SEC#: 801-79151

RIA
Registered Investment Advisory firm - (2/4/2014 Approved)
Alabama
Registered Investment Advisory firm - (4/16/2014 Terminated)
Florida
Registered Investment Advisory firm - (3/7/2014 Terminated)
Louisiana
Registered Investment Advisory firm - (3/19/2014 Terminated)
Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)
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Contact information


Main Address
54 S. Greeno Road, Fairhope, AL 36532
Mailing Address
Phone number
(251) 928-9498
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025.03.25 FORM ADV PART 2A (3/25/2025)

Regulatory assets under management


Total Number of Accounts745
AUM (Assets Under Management)$ 344,026,037

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BROWN FINANCIAL ADVISORY

BROWN FINANCIAL ADVISORY

CRD#: 155548Fairhope, AL 36532

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