DD
Dana M. D'auria
ENVESTNET PMC
SOUTH GLASTONBURY, CT
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CRD#: 5870286
DD
Professional summary
Dana Marie D'auria MS., who also goes by Dana Marie Ambrosini Ms., is a registered financial advisor currently at ENVESTNET PMC located in South Glastonbury, Connecticut and ENVESTNET RETIREMENT SOLUTIONS, LLC located in South Glastonbury, Connecticut.
Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dana has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dana Marie Ambrosini Ms.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fiduciary Exchange LLC (FIDx). Yes - Investment Related; however, they are not an RIA. FIDx is a technology firm that operates in the insurance and financial advisory sectors. Address: 1000 Chesterbrook Blvd, Suite 135, Berwyn, PA 19312. I will represent Envestnet's investment in FIDx on their board. Board Member. Start Date: 11/16/2023. No more than 10 hours per month (approx.). I will be representing Envestnet's interest in the company FIDx. Advisor Credit Exchange, LLC (ACE). Yes - Investment Related; however, they are not an RIA ACE is an independent technology that connect advisors and their clients to tailored credit and cash solutions from industry leading banks and lenders. Address: 1000 Chesterbrook Blvd., Suite 125, Berwyn, PA 19312. I will represent Envestnet's investment in ACE on their board. Board Member. Start Date: 11/16/2023. No more than 10 hours per month (approx.). I will be representing Envestnet's interest in the company ACE.
CRS (Client Relationship Summary) - RIA
Click below to view Dana Marie D'auria MS.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2021 - Present
ENVESTNET PMC
RIA
CRD#: 111694
SOUTH GLASTONBURY, CT
Current
August 1, 2023 - Present
ENVESTNET RETIREMENT SOLUTIONS, LLC
RIA
CRD#: 171570
SOUTH GLASTONBURY, CT
Past
December 6, 2010 - September 24, 2020
SYMMETRY PARTNERS
RIA
CRD#: 120982
GLASTONBURY, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ENVESTNET PMC
ENVESTNET ADVISORY CORP. | QRG | ENVESTNETPMC, INC. | ENVESTNET | PMC | ENVESTNET | PLACEMARK | ENVESTNET PMC | ENVESTNET PLACEMARK | ENVESTNET CAPITAL MANAGEMENT | ENVESTNET ASSET MANAGEMENT, INC.
CRD#: 111694 / SEC#: 801-57260
RIA
Registered Investment Advisory firm - (2/10/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(7/8/2021)
IAR
Illinois(7/8/2021)
Exams
Current Firm
EP
ENVESTNET PMC
ENVESTNET ADVISORY CORP. | QRG | ENVESTNETPMC, INC. | ENVESTNET | PMC | ENVESTNET | PLACEMARK | ENVESTNET PMC | ENVESTNET PLACEMARK | ENVESTNET CAPITAL MANAGEMENT | ENVESTNET ASSET MANAGEMENT, INC.
CRD#: 111694 / SEC#: 801-57260
RIA
Registered Investment Advisory firm - (2/10/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
222 N. Lasalle St., Suite 625, Chicago, IL 60601
Mailing Address
1000 Chesterbrook Boulevard, Suite 250, Berwyn, PA 19312
Phone number
(312) 827-2800
Established
Firm type
Fiscal year end
# of Employees
394
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
