John E. Harman

HARMAN ROGOWSKI & ASSOCIATES

Mckinney, TX

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CRD#: 5870217

Professional summary

John Earl Harman, who also goes by John Harman, is a registered financial advisor currently at HARMAN ROGOWSKI & ASSOCIATES located in Mckinney, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Harman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Harman Investments, LLC; not investment-related; 402 S Custer, ste 102, Mckinney TX 75070; Rental properties; Owner; Started 2/1/2018; Hours per month: 0% - 10% (0 - 16 hours), Hours per month during trading hours: 0% - 10% (0 - 14 hours); collect rents and pay bills 2) Harman CPAs & Associates PLLC (fka Harman Crowell Dias CPAs PLLC); not investment-related; 1402 S Custer, ste 102, Mckinney TX 75070; Insurance/Tax/Accounting/CPA; Owner; Started: 6/1/2008; Hours per month: 71% - 80% (113 - 128 hours), Hours per month during trading hours: 71% - 80% (99 - 112 hours); Prepare tax returns and tax consulting. 3) Harman Financial Group, LLC; not investment-related; 1402 S Custer ste 102 Austin TX 75070; Insurance; Owner; Started 1/1/2016; Hours per month: 0% - 10% (0 - 16 hours), Hours per month during trading hours: 0% - 10% (0 - 14 hours); Maintain tax filings and reporting. 4) Virtual Tax of America; not investment-related; 1402 S. Custer Rd. Suite 102, McKinney, TX 75072; tax filing; Owner; Started 01/2020; zero hours per month; no current duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Earl Harman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2019 - Present

HARMAN ROGOWSKI & ASSOCIATES

RIA

CRD#: 168706

Mckinney, TX

Past

August 21, 2018 - March 6, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

McKinney, TX

Past

August 21, 2018 - March 6, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

McKinney, TX

Past

June 6, 2016 - August 22, 2018

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

McKinney, TX

Past

March 22, 2016 - August 22, 2018

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MCKINNEY, TX

Past

June 6, 2011 - March 29, 2016

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MCKINNEY, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/24/2019)

IAR

California
(6/28/2024)

IAR

Texas
(3/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/3/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HARMAN ROGOWSKI & ASSOCIATES

CRD#: 168706 / SEC#:

Arizona

Registered Investment Advisory firm - (7/24/2019 Approved)

California

Registered Investment Advisory firm - (6/28/2024 Approved)

Texas

Registered Investment Advisory firm - (12/2/2013 Approved)

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Contact information

Main Address

Mckinney, TX

Mailing Address

Phone number

(214) 556-3255

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	454
AUM (Assets Under Management)	$ 105,491,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John E. Harman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Earl Harman's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARMAN ROGOWSKI & ASSOCIATES

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2016

Series 63

Date: 7/16/2011

SIE

Date: 10/1/2018

Series 6

Date: 6/3/2011

Current Firm

HARMAN ROGOWSKI & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARMAN ROGOWSKI & ASSOCIATES

TRUST BUT VERIFY

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