John E. Harman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Earl Harman, who also goes by John Harman, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2011. John had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2019 - December 31, 2025
HARMAN ROGOWSKI & ASSOCIATES
August 21, 2018 - March 6, 2019
KESTRA ADVISORY SERVICES, LLC
August 21, 2018 - March 6, 2019
KESTRA INVESTMENT SERVICES, LLC
June 6, 2016 - August 22, 2018
QUESTAR ASSET MANAGEMENT, INC.
March 22, 2016 - August 22, 2018
QUESTAR CAPITAL CORPORATION
June 6, 2011 - March 29, 2016
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HARMAN ROGOWSKI & ASSOCIATES
CRD#: 168706 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 454 |
| AUM (Assets Under Management) | $ 105,491,898 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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