Shanda Kaye Sullivan
CFP®Professional Summary
Shanda Kaye Sullivan, CFP®, who also goes by Shanda Kaye Lemons, Shanda Sullivan, Shanda Kaye Vanatta, is a registered financial advisor currently at ASPEN WEALTH PLANNERS LLC located in Broken Arrow, Oklahoma. Shanda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shanda has worked at 3 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Shanda Kaye Lemons, Shanda Sullivan, Shanda Kaye Vanatta
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ASPEN WEALTH PLANNERS LLC | SCHMIDT, ROSS A. | ROSS FINANCIAL ADVISORS, INC. | ROSS FINANCIAL ADVISORS | EAST BAY CAMBRIDGE ADVISORS
Contact Information
Main Address
Broken Arrow, OKPhone Number
(918) 814-7074# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
109AUM (Assets Under Management)
$34,605,883Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/29/2022)
(11/29/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Shanda Kaye Sullivan's CRS (Customer Relationship Summary).
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