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MM

Mark J. Manginelli

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CRD#: 5870079
MM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Joseph Manginelli was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2011. Mark had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 21, 2020 - November 1, 2021

FORTIS GROUP ADVISORS LLC

RIA
CRD#: 290427
HOLMDEL, NJ
Past

January 15, 2020 - November 5, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
HOLMDEL, NJ
Past

July 28, 2017 - January 29, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Edison, NJ
Past

May 18, 2017 - January 29, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Edison, NJ
Past

November 14, 2014 - January 28, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
RED BANK, NJ
Past

November 13, 2014 - January 28, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
RED BANK, NJ
Past

February 15, 2013 - July 1, 2014

FOUNTAINHEAD ADVISORS

RIA
CRD#: 156185
EDISON, NJ
Past

December 19, 2011 - February 19, 2013

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
SHREWSBURY, NJ
Past

February 16, 2011 - November 1, 2011

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FG
FORTIS GROUP ADVISORS LLC
BLAKE HAHN FINANCIAL GROUP | VISION WEALTH ADVISORY | THE PRIVATE CLIENT ADVISORY GROUP | SOUTHERN OAKS FINANCIAL | SILVER BAY FINANCIAL LLC | RAMPINO WEALTH MANAGEMENT | MGK WEALTH MANAGEMENT LLC | KALINA FINANCIAL SERVICES | INVEST FOR A LIFETIME, LLC | FORTIS WEALTH GROUP, LLC | FORTIS GROUP LLC | FORTIS GROUP ADVISORS LLC | EDWARD A. NAPHOR WEALTH SERVICES, LLC | DYNAMIC WEALTH CONSULTING, LLC | DENALI WEALTH MANAGEMENT | CORNERSTONE ASSET MANAGEMENT | CHRISTOPHER EDWARDS FINANCIAL ASSOCIATES, LLP

CRD#: 290427 / SEC#: 801-112236

RIA
Registered Investment Advisory firm - (1/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/19/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/4/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/29/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/2011
General Securities Representative Examination

Current Firm

FG
FORTIS GROUP ADVISORS LLC
BLAKE HAHN FINANCIAL GROUP | VISION WEALTH ADVISORY | THE PRIVATE CLIENT ADVISORY GROUP | SOUTHERN OAKS FINANCIAL | SILVER BAY FINANCIAL LLC | RAMPINO WEALTH MANAGEMENT | MGK WEALTH MANAGEMENT LLC | KALINA FINANCIAL SERVICES | INVEST FOR A LIFETIME, LLC | FORTIS WEALTH GROUP, LLC | FORTIS GROUP LLC | FORTIS GROUP ADVISORS LLC | EDWARD A. NAPHOR WEALTH SERVICES, LLC | DYNAMIC WEALTH CONSULTING, LLC | DENALI WEALTH MANAGEMENT | CORNERSTONE ASSET MANAGEMENT | CHRISTOPHER EDWARDS FINANCIAL ASSOCIATES, LLP

CRD#: 290427 / SEC#: 801-112236

RIA
Registered Investment Advisory firm - (1/2/2018 Approved)
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Contact information

Main Address
345 Kinderkamack Road, Suite B, Westwood, NJ 07675
Mailing Address
Phone number
(201) 383-0630
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (30 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2A BROCHURE (2/14/2025)
WRAP FEE BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts4,733
AUM (Assets Under Management)$ 799,559,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORTIS GROUP ADVISORS LLC

CRD#: 290427

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