Miki Okamoto-swanson

LAKESIDE ADVISORS

Seattle, WA 98122-2427

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CRD#: 5870077

Professional summary

Miki Okamoto-swanson, who also goes by Miki Okamoto, is a registered financial advisor currently at LAKESIDE ADVISORS INC located in Seattle, Washington.

Miki is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Miki has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Miki Okamoto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miki Okamoto-swanson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2012 - Present

LAKESIDE ADVISORS INC

Office #1: 1115 East Denny Way, Seattle, WA 98122-2427

RIA

CRD#: 104540

Seattle, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKESIDE ADVISORS INC

CRD#: 104540 / SEC#: 801-21230

RIA

Registered Investment Advisory firm - (5/10/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/24/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LAKESIDE ADVISORS INC

CRD#: 104540 / SEC#: 801-21230

RIA

Registered Investment Advisory firm - (5/10/1984 Approved)

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Contact information

Main Address

1115 East Denny Way, Seattle, WA 98122-2427

Mailing Address

Phone number

(206) 285-1730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANNUAL ADV PART 2 AMENDMENT (4/17/2025)

Regulatory assets under management

Total Number of Accounts	536
AUM (Assets Under Management)	$ 385,273,146

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Miki Okamoto-swanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miki Okamoto-swanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKESIDE ADVISORS INC

Primary Firm SEC Registration

LAKESIDE ADVISORS INC

State Registrations and Notice Filings

Exams

Current Firm

LAKESIDE ADVISORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAKESIDE ADVISORS INC

TRUST BUT VERIFY

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