Daniel G. Kasbar

Some features on this profile are disabled

CRD#: 5869994

Professional summary

Daniel George Kasbar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Daniel is a previously registered financial advisor and started their career in finance in 2011. Prior to being barred, Daniel had worked at 4 firms, which includes AZZENDO WEALTH ADVISORS, LPL FINANCIAL LLC, AVANTAX ADVISORY SERVICES, AVANTAX INVESTMENT SERVICES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 26, 2015 - September 4, 2015

AZZENDO WEALTH ADVISORS

RIA

CRD#: 139610

Hollywood, FL

Past

March 11, 2014 - June 9, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOLLYWOOD, FL

Past

March 6, 2014 - June 9, 2015

LPL FINANCIAL LLC

CRD#: 6413

HOLLYWOOD, FL

Past

October 24, 2011 - March 14, 2014

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

COOPER, FL

Past

February 7, 2011 - March 14, 2014

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

HOLLYWOOD, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AZZENDO WEALTH ADVISORS

CRD#: 139610 / SEC#: 801-116707

RIA

Registered Investment Advisory firm - (5/30/2019 Approved)

Florida

Registered Investment Advisory firm - (11/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/22/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/6/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AZZENDO WEALTH ADVISORS

CRD#: 139610 / SEC#: 801-116707

RIA

Registered Investment Advisory firm - (5/30/2019 Approved)

Florida

Registered Investment Advisory firm - (11/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/22/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3878 Sheridan Street Suite A, Hollywood, FL 33021

Mailing Address

Phone number

(954) 986-0633

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUEKEY WEALTH ADVISORS, LLC FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	431
AUM (Assets Under Management)	$ 141,226,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel G. Kasbar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

AZZENDO WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2011

SIE

Date: 6/9/2015

Series 7

Date: 4/22/2011

Series 6

Date: 2/6/2011

Current Firm

AZZENDO WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AZZENDO WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors