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AL

Alex Lubetsky

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CRD#: 5869838
AL

Professional summary

Alex Lubetsky was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Alex is a previously registered financial professional and started their career in finance in 2010. Prior to being barred, Alex had worked at 1 firm, which includes LEK SECURITIES CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aleksandr Lyubetskiy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 9, 2010 - August 6, 2014

LEK SECURITIES CORPORATION

BD
CRD#: 33135
NEW CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/25/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 3/17/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/2010
General Securities Representative Examination

Current Firm

LS
LEK SECURITIES CORPORATION
LEK SECURITIES CORPORATION | LEK, SCHOENAU & CO., INC.

CRD#: 33135 / SEC#: , 8-42152

BD
Terminated by SEC on 03/10/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 01/05/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEK SECURITIES HOLDINGS LIMITEDSHAREHOLDER
LEK, CHARLES FREDERIKCHIEF EXECUTIVE OFFICER4672129
LEK, CHARLES FREDERIKCHIEF COMPLIANCE OFFICER4672129
MINOGUE, KRISTOPHER JAMESPRINCIPAL FINANCIAL OFFICER; FINOP5031647

Disclosures

Regulatory Event42
Civil Event1
Arbitration1

Red Flags

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Company Information

LEK SECURITIES CORPORATION

CRD#: 33135

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