Joseph Friend

BARNES PETTEY FINANCIAL ADVISORS

MEMPHIS, TN 38119

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CRD#: 5869701

Professional summary

Joseph Friend III, who also goes by Joey Friend, is a registered financial advisor currently at BARNES PETTEY FINANCIAL ADVISORS, LLC located in Memphis, Tennessee.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joseph has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joey Friend

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Independent Life Insurance Agent - Life, Variable Life and Variable Annuity - investment related: yes, less than 5 hours a week dedicated to this activity, minimal during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Friend III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2017 - Present

BARNES PETTEY FINANCIAL ADVISORS, LLC

Office #1: 6060 Poplar Ave Suite 415, Memphis, TN 38119

RIA

CRD#: 142944

MEMPHIS, TN

Past

July 17, 2013 - October 11, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MEMPHIS, TN

Past

July 16, 2013 - July 1, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MEMPHIS, TN

Past

August 7, 2012 - June 18, 2013

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

RIA

CRD#: 6950

MEMPHIS, TN

Past

August 7, 2012 - June 18, 2013

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950

MEMPHIS (SHELBY), TN

Past

June 16, 2011 - August 1, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MEMPHIS, TN

Past

May 4, 2011 - August 1, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNES PETTEY FINANCIAL ADVISORS, LLC

CRD#: 142944 / SEC#: 801-67555

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/19/2024)

IAR

Tennessee
(5/15/2017)

IAR

Texas
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/29/2021

General Securities Sales Supervisor - Options Module Examination

Current Firm

BARNES PETTEY FINANCIAL ADVISORS, LLC

CRD#: 142944 / SEC#: 801-67555

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

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Contact information

Main Address

252 Sunflower Avenue, Clarksdale, MS 38614

Mailing Address

P.o. Box 1234, Clarksdale, MS 38614

Phone number

(662) 627-2225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARNES PETTEY FINANCIAL ADVISORS, LLC ADV BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	2,720
AUM (Assets Under Management)	$ 1,123,122,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph Friend

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Friend III's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BARNES PETTEY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/3/2011

Series 9

Date: 12/29/2021

Current Firm

BARNES PETTEY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNES PETTEY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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