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PV

Patricia Vasquez

ADVANCED FINANCIAL STRATEGIES
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 5869680
PV

Professional summary

Patricia Vasquez, CFP®, who also goes by Patricia Lopez, is a registered financial advisor currently at ADVANCED FINANCIAL STRATEGIES INC located in Irvine, California.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Patricia has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Patricia Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Vasquez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

May 27, 2011 - Present

ADVANCED FINANCIAL STRATEGIES INC

Office #1: 5 Hubble, Irvine, CA 92618
RIA
CRD#: 108296
Irvine, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ADVANCED FINANCIAL STRATEGIES INC
ADVANCED FINANCIAL STRATEGIES INC | DBA ASPEN FINANCIAL & INSURANCE SERVICES | DBA ADVANCED FINANCIAL STRATEGIES AND INSURANCE SERVICES | DBA ADVANCED FINANCIAL STRATEGIES

CRD#: 108296 / SEC#: 801-57835

RIA
Registered Investment Advisory firm - (8/4/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/27/2011)

Exams

Current Firm

AF
ADVANCED FINANCIAL STRATEGIES INC
ADVANCED FINANCIAL STRATEGIES INC | DBA ASPEN FINANCIAL & INSURANCE SERVICES | DBA ADVANCED FINANCIAL STRATEGIES AND INSURANCE SERVICES | DBA ADVANCED FINANCIAL STRATEGIES

CRD#: 108296 / SEC#: 801-57835

RIA
Registered Investment Advisory firm - (8/4/2000 Approved)
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Contact information

Main Address
5 Hubble, Irvine, CA 92618
Mailing Address
Phone number
(949) 502-5333
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADVANCED FINANCIAL STRATEGIES INC. CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts404
AUM (Assets Under Management)$ 241,599,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVANCED FINANCIAL STRATEGIES INC

CRD#: 108296Irvine, CA 92618

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