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BS

Barbara E. Seaman

PINE DISTRIBUTORS LLC
FORT LAUDERDALE, FL 33324
Some features on this profile are disabled
CRD#: 5869540
BS

Professional summary


Barbara Elizabeth Seaman, who also goes by Barbara Seaman, Barbara Elizabeth Seaman, Barbara Elizabeth Seaman, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Fort Lauderdale, Florida.

Barbara is registered as a RR (Registered Representative) and started their career in finance in 2010. Barbara has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Barbara Seaman | Barbara Elizabeth Seaman | Barbara Elizabeth Seaman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Barbara Elizabeth Seaman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 6, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 261 North University Drive Suite 250, Fort Lauderdale, FL 33324
BD
CRD#: 323408
FORT LAUDERDALE, FL
Past

January 9, 2019 - December 31, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Plantation, FL
Past

August 8, 2013 - September 7, 2018

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

December 22, 2010 - September 21, 2012

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/6/2025)
RR
Arkansas
(1/6/2025)
RR
Connecticut
(1/6/2025)
RR
Delaware
(1/6/2025)
RR
District of Columbia
(1/28/2025)
RR
Florida
(1/6/2025)
RR
Georgia
(1/6/2025)
RR
Louisiana
(1/6/2025)
RR
Maine
(1/6/2025)
RR
Maryland
(1/6/2025)
RR
Massachusetts
(1/6/2025)
RR
Mississippi
(1/6/2025)
RR
New Hampshire
(1/6/2025)
RR
New Jersey
(1/6/2025)
RR
New York
(1/6/2025)
RR
North Carolina
(1/6/2025)
RR
Pennsylvania
(1/6/2025)
RR
Rhode Island
(1/6/2025)
RR
South Carolina
(1/6/2025)
RR
Tennessee
(1/6/2025)
RR
Vermont
(1/6/2025)
RR
Virginia
(1/6/2025)
RR
West Virginia
(1/6/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 1/13/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PINE DISTRIBUTORS LLC

CRD#: 323408Fort Lauderdale, FL 33324

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