Benjamin J. Jennings
Professional summary
Benjamin Joseph Jennings, CFP®, who also goes by Bj Jennings, is a registered financial advisor currently at WESTERN WEALTH MANAGEMENT LLC located in Golden, Colorado and LPL FINANCIAL LLC located in Golden, Colorado.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Benjamin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Joseph Jennings's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
June 12, 2025 - Present
WESTERN WEALTH MANAGEMENT LLC
Office #1: 14143 Denver Pkwy., Ste 450, Golden, CO 80401May 9, 2025 - Present
LPL FINANCIAL LLC
Office #1: 14143 Denver West Pkwy Ste 450, Golden, CO 80401April 6, 2016 - October 11, 2024
SCHWAB WEALTH ADVISORY, INC.
October 4, 2013 - October 11, 2024
CHARLES SCHWAB & CO., INC.
April 15, 2013 - September 9, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 18, 2011 - February 6, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
WESTERN WEALTH MANAGEMENT LLC
CRD#: 283545 / SEC#: 801-107762
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2025)
(6/12/2025)
Exams
FINRA
Current Firm
WESTERN WEALTH MANAGEMENT LLC
CRD#: 283545 / SEC#: 801-107762
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,250 |
| AUM (Assets Under Management) | $ 3,944,223,085 |
Red Flags
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Company Information
WESTERN WEALTH MANAGEMENT LLC
CRD#: 283545Golden, CO 80401TRUST BUT VERIFY
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