Kelly R. Mckendrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Robbins Mckendrick, who also goes by Kelly Robbins Mckendrick Jr, Kelly Mckendrick, Kj Mckendrick, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2010. Kelly had worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2024 - February 4, 2025
FISHER INVESTMENTS
February 26, 2015 - September 18, 2015
SCOTTRADE, INC.
October 27, 2014 - February 10, 2015
ETC BROKERAGE SERVICES, LLC
January 9, 2012 - December 10, 2012
CURIAN CAPITAL, LLC
January 9, 2012 - December 10, 2012
CURIAN CLEARING, LLC
November 4, 2011 - December 14, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 4, 2011 - December 14, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
March 7, 2011 - October 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2010 - October 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
