Amy D. Pender
Professional summary
Amy D. Pender, CFP®, who also goes by Amy Beth Duggins, Amy Beth Duggins-pender, Amy Duggins Pender, Amy Beth Duggins Pender, is a registered financial advisor currently at NATURAL INVESTMENTS located in Hopewell Junction, New York.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Amy has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy D. Pender's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
January 31, 2017 - Present
NATURAL INVESTMENTS
July 10, 2015 - October 13, 2017
SRI INVESTING
February 14, 2011 - July 17, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 2011 - July 17, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NATURAL INVESTMENTS
CRD#: 113348 / SEC#: 801-63874
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/26/2021)
Exams
Current Firm
NATURAL INVESTMENTS
CRD#: 113348 / SEC#: 801-63874
Contact information
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,846 |
| AUM (Assets Under Management) | $ 1,973,943,342 |
Red Flags
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