Daniel E. Lazear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Edward Lazear, CFP®, who also goes by Dan Edward Lazear, Daniel Edward Lazear, Danny Edward Lazear, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2011. Daniel had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
March 28, 2019 - December 31, 2023
MILE HIGH WEALTH MANAGEMENT
February 12, 2014 - July 27, 2018
HARRISDIRECT LLC
February 12, 2014 - July 27, 2018
E*TRADE SECURITIES LLC
June 9, 2012 - December 5, 2013
CHARLES SCHWAB & CO., INC.
April 5, 2011 - December 5, 2013
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MILE HIGH WEALTH MANAGEMENT
CRD#: 300010 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 11,800,000 |
Red Flags
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