KB
Keith R. Barron
REGAL INVESTMENT ADVISORS LLC
COLUMBIA, SC 29209
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CRD#: 5868870
KB
Professional summary
Keith Reeves Barron, who also goes by Keith Barron Reeves, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Columbia, South Carolina.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Keith has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith Barron Reeves
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Barron Financial Group, LLC - Investment Related: Yes - Address: 410 Veterans Rd, Ste B, Columbia, SC 29209 - Nature of Business: Investment Advisory Activity through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Investment Advisor Representative; Insurance Agent - Start Date: 10/1/2008 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Keith Barron - Investment Related: No - Address: 410 Veterans Rd, Ste B, Columbia, SC 29209 - Nature of Business: Psychological Consulting - Title or Relationship: Psychological Consultant - Start Date: 1/1/1995 - Hours per month: 6 - Hours per month during trading hours: 3 - Duties: Psychological consulting Business Name: Barron Insurance Services, LLC - Investment Related: Yes - Address: 410 Veterans Rd, Ste B, Columbia, SC 29209 - Nature of Business: Estate planning - Title or Relationship: Owner - Start Date: 10/12/2013 - Hours per month: 4 - Hours per month during trading hours: 4 - Duties include gathering information from clients in assisting two local attorneys in living trust document preparation. Business Name: University of South Carolina Continuing Education - Investment Related: Yes - Address: 1705 College Street, Ste 591, Columbia, SC 29208 - Nature of Business: CE Education - Title or Relationship: Instructor - Start Date: 1/2013 - Hours per month: 4 - Hours per month during trading hours: 0 - Duties: Continuing education instruction. Business Name: Keith Barron - Investment Related: No - Address: 141 Pelham Drive, F-118, Columbia, SC 29209 - Nature of Business: Author - Title or Relationship: Author - Start Date: 1/1/2019 - Hours per month: 24 - Hours per month during trading hours: 0 - Duties: Writing articles, papers, chapters, boks for publication. Business Name: Generations Legacy Holdings, LLC - Investment Related: No - Address: 4 Trafalgar Ct, Columbia, SC 29209 - Nature of Business: Holding company for purchase of land - Title or Relationship: Owner/president - Start Date: 4/16/2025 - Hours per month: 16 - Hours per month during trading hours: 4 - Duties: Purchase of land Business Name: Guardians of Wealth, LLC - Investment Related: No - Address: 3210 Millwood Avenue, Columbia, SC 29205 - Nature of Business: Rental Property - Title: Owner - Start Date: 6/19/2025 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Rental property.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Reeves Barron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2010 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 410 Veterans Rd. Ste B, Columbia, SC 29209RIA
CRD#: 125004
COLUMBIA, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(12/17/2010)
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGAL INVESTMENT ADVISORS LLC
CRD#: 125004Columbia, SC 29209TRUST BUT VERIFY
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