Robby J. Nolen
Professional summary
Robby James Nolen, who also goes by Rob James Nolen, Robb James Nolen, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.
Robby is registered as a RR (Registered Representative) and started their career in finance in 2011. Robby has worked at 3 firms and has passed the Series 63, Series 66, Series 52TO, SIE, Series 7TO, Series 7, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robby James Nolen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2026 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483December 17, 2024 - August 28, 2026
ZEUS FINANCIAL, LLC
January 24, 2011 - October 16, 2017
ADVISORS ASSET MANAGEMENT, INC.
January 10, 2011 - October 16, 2017
ADVISORS ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2026)
(9/1/2026)
(9/3/2026)
(9/9/2026)
(9/1/2026)
(9/1/2026)
Exams
What does exam status mean?
Series 52TO
Passed: 6/4/2026
Municipal Securities Representative ExaminationSeries 7TO
Passed: 12/5/2024
General Securities Representative ExaminationFINRA
Current Firm
INSPEREX LLC
CRD#: 101420 / SEC#: , 8-52081
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INCAPITAL HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| LEHRMAN, IRA | CHIEF TECHNOLOGY OFFICER | 2577289 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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