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Cindy L. Crossett
J. W. COLE ADVISORS
PRESCOTT, AZ 86305
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CRD#: 5868822
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Professional summary
Cindy Larue Crossett, who also goes by Cindy Owings, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Prescott, Arizona and J.W. COLE FINANCIAL, INC. located in Cottonwood, Arizona.
Cindy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Cindy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy Owings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES, HEALTH) (2) OWNER: FREEDMAN CROSSETT FINANCIAL SERVICES - DBA (3) CROSSETT FINANCIAL SERVICES; LLC; DBA; Financial Services; Investment Related; 203 S Candy Lane, Ste 10B; Cottonwood; AZ 86326; Owner; Financial Planner; Start 4/13/2024; 160 hours/month during trading hours. (4) Greater Cottonwood Chamber of Commerce; Non-Profit organization; Not investment related; 849 Cove Parkway, Suite C, Cottonwood, AZ 86326; Vice Chair; Start 7/1/2024; 4 hours/month during trading;
CRS (Client Relationship Summary) - RIA
Click below to view Cindy Larue Crossett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2018 - Present
J. W. COLE ADVISORS, INC.
Office #1: 3029 Dollar Mark Way Suite A, Prescott, AZ 86305Office #2: 203 S Candy Lane Suite 10b, Cottonwood, AZ 86326RIA
CRD#: 112294
PRESCOTT, AZ
Current
February 5, 2018 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 203 S Candy Lane Suite 10b, Cottonwood, AZ 86326Office #2: 3029 Dollar Mark Way Suite A, Prescott, AZ 86305BD
CRD#: 124583
COTTONWOOD, AZ
Past
July 10, 2013 - February 7, 2018
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
COTTONWOOD, AZ
Past
August 17, 2011 - February 7, 2018
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
COTTONWOOD, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/5/2018)
IAR
Arizona(2/6/2018)
RR
California(2/5/2018)
RR
Colorado(1/2/2020)
RR
Florida(10/11/2019)
RR
Georgia(2/5/2018)
RR
North Dakota(12/4/2018)
RR
Oregon(6/24/2019)
RR
Texas(2/5/2018)
IAR
Texas(10/21/2025)
RR
Virginia(2/5/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Prescott, AZ 86305TRUST BUT VERIFY
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