Amy Cramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Cramer, who also goes by Amy A Cramer, Amy Ann Cramer, Amy Ann Mirochnik, Amy Mirochnik, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2011. Amy had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2016 - May 30, 2017
IMST DISTRIBUTORS, LLC
January 30, 2014 - April 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2014 - April 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 2012 - January 10, 2014
UBS FINANCIAL SERVICES INC.
November 20, 2012 - January 10, 2014
UBS FINANCIAL SERVICES INC.
August 20, 2012 - November 14, 2012
EQUITABLE ADVISORS, LLC
February 13, 2012 - August 9, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 31, 2012 - August 9, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 15, 2011 - September 6, 2011
MORGAN STANLEY
January 17, 2011 - September 6, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
