Matthew G. Caison

ACORNS

Fayetteville, NC

Some features on this profile are disabled

CRD#: 5868509

Professional summary

Matthew Gregory Caison, who also goes by Matt Caison, is a registered financial advisor currently at ACORNS located in Fayetteville, North Carolina and ACORNS SECURITIES, LLC located in Irvine, California.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Caison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gregory Caison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2022 - Present

ACORNS

RIA

CRD#: 165926

Fayetteville, NC

Current

May 17, 2022 - Present

ACORNS SECURITIES, LLC

Office #1: 5300 California Avenue, Irvine, CA 92617

CRD#: 168172

Irvine, CA

Past

June 6, 2014 - March 29, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FAYETTEVILLE, NC

Past

June 6, 2014 - March 29, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FAYETTEVILLE, NC

Past

November 23, 2012 - June 2, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

FAYETTEVILLE, NC

Past

November 23, 2012 - June 2, 2014

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

FAYETTEVILLE, NC

Past

March 11, 2011 - March 28, 2012

MORGAN STANLEY

CRD#: 149777

FAYETTEVILLE, NC

Past

February 7, 2011 - March 28, 2012

MORGAN STANLEY

RIA

CRD#: 149777

FAYETTEVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACORNS

ACORNS | ACORNS ADVISERS, LLC

CRD#: 165926 / SEC#: 801-78602

RIA

Registered Investment Advisory firm - (9/23/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/17/2022)

Alaska
(5/17/2022)

Arizona
(5/17/2022)

Arkansas
(5/17/2022)

California
(5/17/2022)

Colorado
(5/17/2022)

Connecticut
(5/17/2022)

Delaware
(5/17/2022)

District of Columbia
(5/17/2022)

Florida
(5/17/2022)

Georgia
(5/17/2022)

Hawaii
(5/17/2022)

Idaho
(5/17/2022)

Illinois
(5/17/2022)

Indiana
(5/17/2022)

Iowa
(5/17/2022)

Kansas
(5/17/2022)

Kentucky
(5/17/2022)

Louisiana
(5/17/2022)

Maine
(5/17/2022)

Maryland
(5/17/2022)

Massachusetts
(5/17/2022)

Michigan
(5/17/2022)

Minnesota
(5/17/2022)

Mississippi
(5/17/2022)

Missouri
(5/17/2022)

Montana
(5/17/2022)

Nebraska
(5/17/2022)

Nevada
(5/17/2022)

New Hampshire
(5/17/2022)

New Jersey
(5/17/2022)

New Mexico
(5/17/2022)

New York
(5/17/2022)

North Carolina
(5/17/2022)

IAR

North Carolina
(2/1/2024)

North Dakota
(5/17/2022)

Ohio
(5/18/2022)

Oklahoma
(5/17/2022)

Oregon
(5/17/2022)

Pennsylvania
(5/17/2022)

Puerto Rico
(5/17/2022)

Rhode Island
(5/17/2022)

South Carolina
(5/17/2022)

South Dakota
(5/17/2022)

Tennessee
(5/17/2022)

Texas
(5/17/2022)

Utah
(5/17/2022)

Vermont
(5/17/2022)

Virgin Islands
(5/17/2022)

Virginia
(5/17/2022)

Washington
(5/17/2022)

West Virginia
(5/17/2022)

Wisconsin
(5/17/2022)

Wyoming
(5/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/4/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACORNS

ACORNS | ACORNS ADVISERS, LLC

CRD#: 165926 / SEC#: 801-78602

RIA

Registered Investment Advisory firm - (9/23/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5300 California Avenue, Irvine, CA 92617

Mailing Address

Phone number

(855) 739-2859

Established

Firm type

Fiscal year end

# of Employees

305

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACORNS ADVISERS, LLC WRAP FEE PROGRAM BROCHURE, NOVEMBER 2025 (11/13/2025)

Regulatory assets under management

Total Number of Accounts	4,813,137
AUM (Assets Under Management)	$ 10,380,859,924

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
11/28/2023	Cover Page	Report
04/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew G. Caison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gregory Caison's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACORNS SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

ACORNS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/4/2011

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2011

Series 24

Date: 12/6/2022

FINRA

Current Firm

ACORNS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ACORNS

TRUST BUT VERIFY

Similar Advisors