James W Adams
Professional Summary
James W Adams, who also goes by James Willian Adams, is a registered financial advisor currently at ADAMS WEALTH MANAGEMENT located in Amarillo, Texas. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Willian Adams
Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT
Current Firm
ADAMS WEALTH MANAGEMENT | ADAMS WEALTH MANAGEMENT GROUP LLC
Contact Information
Main Address
600 S. Tyler St., Suite 2100, Amarillo, TX 79101Phone Number
(806) 414-5494# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
65AUM (Assets Under Management)
$13,571,862Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT
State Registrations and Notice Filings
(11/17/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view James W Adams's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
THE ENSEMBLE TEAM
VANGUARD MARKETING CORPORATION
RITHOLTZ WEALTH MANAGEMENT