Kristopher M. Kazlowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristopher Mark Kazlowski was a registered financial professional .
Kristopher is a previously registered financial professional and started their career in finance in 2011. Kristopher had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2012 - May 7, 2013
SUSQUEHANNA INVESTMENT GROUP
August 10, 2011 - May 7, 2013
SUSQUEHANNA SECURITIES, LLC
March 25, 2011 - August 10, 2011
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
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Exams
Current Firm
SUSQUEHANNA INVESTMENT GROUP
CRD#: 33875 / SEC#: , 8-37520
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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