James P. Smith
Professional summary
James Preston Smith, who also goes by Preston Smith, is a registered financial advisor currently at SIGNALUP WEALTH, LLC located in Fayetteville, Arkansas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Preston Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2025 - Present
SIGNALUP WEALTH, LLC
Office #1: 70 N College Ave, Fayetteville, AR 72701January 13, 2025 - January 21, 2025
FARTHER
May 17, 2019 - January 7, 2025
SIGNALPOINT ASSET MANAGEMENT LLC
June 22, 2018 - May 29, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
June 22, 2018 - May 29, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
January 12, 2015 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
January 12, 2015 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
January 21, 2014 - March 6, 2015
CETERA INVESTMENT ADVISERS LLC
April 29, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
February 19, 2013 - March 6, 2015
CETERA INVESTMENT SERVICES LLC
March 3, 2011 - February 4, 2013
ESSEX NATIONAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2025)
Exams
Current Firm
SIGNALUP WEALTH, LLC
CRD#: 332588 / SEC#:
Contact information
Red Flags
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