Lucie E. Estabrook
Professional summary
Lucie Elizabeth Estabrook is a registered financial advisor currently at BIRCHBROOK located in Bangor, Maine.
Lucie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Lucie has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lucie Elizabeth Estabrook's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2011 - Present
BIRCHBROOK
Office #1: 82 Columbia St, Bangor, ME 04401Primary Firm SEC Registration
BIRCHBROOK
CRD#: 105164 / SEC#: 801-36582
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/19/2011)
(2/9/2011)
(1/15/2013)
(2/1/2011)
Current Firm
BIRCHBROOK
CRD#: 105164 / SEC#: 801-36582
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 258,958,621 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 02/28/2024 | ||
| 03/29/2023 |
Red Flags
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Company Information
BIRCHBROOK
CRD#: 105164Bangor, ME 04401TRUST BUT VERIFY
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