Nancy B. Brzozowski

PROSPERITY - AN EISNERAMPER COMPANY

Iselin, NJ 08830

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CRD#: 5867253

Professional summary

Nancy Burns Brzozowski, who also goes by Nancy Burns Brzozowski, Nancy Brzozowski, Nancy E Burns, Nancy B Brzozowski, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Iselin, New Jersey and DAI SECURITIES, LLC located in Iselin, New Jersey.

Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Nancy has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Nancy Burns Brzozowski | Nancy Brzozowski | Nancy E Burns | Nancy B Brzozowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PROSPERITY - AN EISNERAMPER COMPANY; INVESTMENT RELATED; ISELIN, NJ; RIA; CLIENT SERVICE ASSOCIATE; JULY 2026; 40 HOURS; 40 HOURS; Servicing clients of the RIA firm with account openings and updates, client inquiries, and working with the custodian to ensure a smooth process.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Burns Brzozowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2026 - Present

PROSPERITY - AN EISNERAMPER COMPANY

Office #1: 111 Wood Avenue South Suite 110, Iselin, NJ 08830

RIA

CRD#: 133777

Iselin, NJ

Current

July 16, 2026 - Present

DAI SECURITIES, LLC

Office #1: 111 Wood Avenue South Suite 110, Iselin, NJ 08830

CRD#: 36673

ISELIN, NJ

Past

July 10, 2025 - May 27, 2026

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

Silver Spring, MD

Past

February 20, 2024 - June 11, 2025

PROSPERITY - AN EISNERAMPER COMPANY

RIA

CRD#: 133777

ISELIN, NJ

Past

May 2, 2023 - June 9, 2025

DAI SECURITIES, LLC

CRD#: 36673

ISELIN, NJ

Past

July 27, 2021 - February 22, 2024

EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC

RIA

CRD#: 121863

ISELIN, NJ

Past

June 30, 2021 - May 1, 2023

APW CAPITAL, INC.

CRD#: 43814

ISELIN, NJ

Past

October 16, 2018 - May 12, 2021

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

RED BANK, NJ

Past

April 22, 2016 - October 31, 2018

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

RED BANK, NJ

Past

February 18, 2014 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

RED BANK, NJ

Past

December 10, 2013 - April 22, 2016

SANDERS MORRIS LLC

CRD#: 20580

RED BANK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

P-

PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - (5/19/2015 Terminated)

Virginia

Registered Investment Advisory firm - (5/20/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

P-

PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - (5/19/2015 Terminated)

Virginia

Registered Investment Advisory firm - (5/20/2015 Terminated)

PREMIUM

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Contact information

Main Address

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117

Mailing Address

Phone number

(410) 363-7211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROSPERITY BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	5,557
AUM (Assets Under Management)	$ 3,195,898,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nancy B. Brzozowski

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Burns Brzozowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAI SECURITIES, LLC

STRATOS WEALTH PARTNERS, LTD

PROSPERITY - AN EISNERAMPER COMPANY

DAI SECURITIES, LLC

EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC

APW CAPITAL, INC.

EDELMAN FINANCIAL ENGINES

RETIREONE INVESTMENT SERVICES, LLC

EDELMAN FINANCIAL SERVICES, LLC

SANDERS MORRIS LLC

Primary Firm SEC Registration

PROSPERITY - AN EISNERAMPER COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2014

SIE

Date: 10/1/2018

Series 7

Date: 12/10/2013

FINRA

Current Firm

PROSPERITY - AN EISNERAMPER COMPANY

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY - AN EISNERAMPER COMPANY

TRUST BUT VERIFY

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