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Nancy Burns Brzozowski

PROSPERITY - AN EISNERAMPER COMPANY
Iselin, NJ
·CRD# 5867253·13 years registered

Professional Summary

Nancy Burns Brzozowski, who also goes by Nancy Burns Brzozowski, Nancy Brzozowski, Nancy E Burns, Nancy B Brzozowski, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Iselin, New Jersey and DAI SECURITIES, LLC located in Iselin, New Jersey. Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Nancy has worked at 9 firms and has passed the...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nancy Burns Brzozowski, Nancy Brzozowski, Nancy E Burns, Nancy B Brzozowski

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years registered in the securities industry

Current & Past Employments

Current

PROSPERITY - AN EISNERAMPER COMPANYCurrent·CRD# 133777
RIA
111 Wood Avenue South Suite 110, Iselin, NJ 08830
July 27, 2026 - Present
DAI SECURITIES, LLCCurrent·CRD# 36673
BD
111 Wood Avenue South Suite 110, Iselin, NJ 08830
July 16, 2026 - Present

Past

STRATOS WEALTH PARTNERS, LTDPast·CRD# 153184
RIA
Silver Spring, MD
July 10, 2025 - May 27, 2026
PROSPERITY - AN EISNERAMPER COMPANYPast·CRD# 133777
RIA
Iselin, NJ
February 20, 2024 - June 11, 2025
DAI SECURITIES, LLCPast·CRD# 36673
BD
Iselin, NJ
May 2, 2023 - June 9, 2025
EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLCPast·CRD# 121863
RIA
Iselin, NJ
July 27, 2021 - February 22, 2024
APW CAPITAL, INC.Past·CRD# 43814
BD
Iselin, NJ
June 30, 2021 - May 1, 2023
EDELMAN FINANCIAL ENGINESPast·CRD# 104510
RIA
Red Bank, NJ
October 16, 2018 - May 12, 2021
EDELMAN FINANCIAL SERVICES, LLCPast·CRD# 113299
RIA
Red Bank, NJ
February 18, 2014 - November 1, 2018
RETIREONE INVESTMENT SERVICES, LLCPast·CRD# 269923
BD
Red Bank, NJ
April 22, 2016 - October 31, 2018
SANDERS MORRIS LLCPast·CRD# 20580
BD
Red Bank, NJ
December 10, 2013 - April 22, 2016

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Current Firm

P-
PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - SEC (5/18/2015 Approved)
Florida
Registered Investment Advisory firm - Florida (5/20/2015 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (5/19/2015 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (5/20/2015 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117

Phone Number

(410) 363-7211

# of Employees

82

SEC notice filing (37 States and Territories)

Registered to provide investment advisory services in 37 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROSPERITY BROCHURE (8/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

7,473

AUM (Assets Under Management)

$5,038,680,517

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PROSPERITY - AN EISNERAMPER COMPANY; INVESTMENT RELATED; ISELIN, NJ; RIA; CLIENT SERVICE ASSOCIATE; JULY 2026; 40 HOURS; 40 HOURS; Servicing clients of the RIA firm with account openings and updates, client inquiries, and working with the custodian to ensure a smooth process.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P-
PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - SEC (5/18/2015 Approved)
Florida
Registered Investment Advisory firm - Florida (5/20/2015 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (5/19/2015 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (5/20/2015 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New Jersey
(7/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Nancy Burns Brzozowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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