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NB

Nancy B. Brzozowski

DAI SECURITIES
ISELIN, NJ 08830
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CRD#: 5867253
NB
Nancy Burns BrzozowskiDAI SECURITIES

Professional summary


Nancy Burns Brzozowski, who also goes by Nancy Burns Brzozowski, Nancy Brzozowski, Nancy E Burns, Nancy B Brzozowski, is a registered financial professional currently at DAI SECURITIES, LLC located in Iselin, New Jersey.

Nancy is registered as a RR (Registered Representative) and started their career in finance in 2013. Nancy has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases


Nancy Burns Brzozowski | Nancy Brzozowski | Nancy E Burns | Nancy B Brzozowski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nancy Burns Brzozowski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 16, 2026 - Present

DAI SECURITIES, LLC

Office #1: 111 Wood Avenue South Suite 110, Iselin, NJ 08830
BD
CRD#: 36673
ISELIN, NJ
Past

July 10, 2025 - May 27, 2026

STRATOS WEALTH PARTNERS, LTD

RIA
CRD#: 153184
Silver Spring, MD
Past

February 20, 2024 - June 11, 2025

PROSPERITY - AN EISNERAMPER COMPANY

RIA
CRD#: 133777
ISELIN, NJ
Past

May 2, 2023 - June 9, 2025

DAI SECURITIES, LLC

BD
CRD#: 36673
ISELIN, NJ
Past

July 27, 2021 - February 22, 2024

EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC

RIA
CRD#: 121863
ISELIN, NJ
Past

June 30, 2021 - May 1, 2023

APW CAPITAL, INC.

BD
CRD#: 43814
ISELIN, NJ
Past

October 16, 2018 - May 12, 2021

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
RED BANK, NJ
Past

April 22, 2016 - October 31, 2018

RETIREONE INVESTMENT SERVICES, LLC

BD
CRD#: 269923
RED BANK, NJ
Past

February 18, 2014 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA
CRD#: 113299
RED BANK, NJ
Past

December 10, 2013 - April 22, 2016

SANDERS MORRIS LLC

BD
CRD#: 20580
RED BANK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2014
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


DS
DAI SECURITIES, LLC
DAI SECURITIES, LLC | LEWIS FINANCIAL GROUP, L.C.

CRD#: 36673 / SEC#: , 8-47393

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Phone number
(404) 531-7080
Established
Minnesota since 05/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DAI HOLDINGS, LLCMEMBER
CC CAPITAL HOLDINGS, LLCMEMBER
MICHAEL O'TOOLE REAL ESTATE, INC.MEMBER
CARTER, ANA RFINOP4424794
INGBER, MATTHEW ALANCOO3261552
MICHALETZ, CHRISTINE ELLENMANAGING MEMBER6004009
MICHALETZ, JOSEPH GERARDCEO1327534
STRAUSS, ERNEST GEORGE IVCCO4660664

Disclosures


Regulatory Event2

Red Flags


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Company Information


DAI SECURITIES, LLC

CRD#: 36673Iselin, NJ 08830

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