Johnny Kang
Professional summary
Johnny Kang, who also goes by Johnny S Kang, is a registered financial advisor currently at PRESTONWOOD CAPITAL MANAGEMENT, LLC located in Plano, Texas.
Johnny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Johnny has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Johnny Kang's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2015 - Present
PRESTONWOOD CAPITAL MANAGEMENT, LLC
Office #1: 5830 Granite Parkway Suite 100-289, Plano, TX 75024June 5, 2014 - March 3, 2015
KESTRA INVESTMENT SERVICES, LLC
June 5, 2014 - March 3, 2015
KESTRA INVESTMENT SERVICES, LLC
July 24, 2013 - June 11, 2014
HARRISDIRECT LLC
July 24, 2013 - June 11, 2014
E*TRADE SECURITIES LLC
March 21, 2011 - July 12, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2011 - July 12, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/12/2015)
Exams
Current Firm
PRESTONWOOD CAPITAL MANAGEMENT, LLC
CRD#: 175138 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PRESTONWOOD CAPITAL MANAGEMENT, LLC
CRD#: 175138Plano, TX 75024TRUST BUT VERIFY
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