Brad J. Landry

NORTHWEST ASSET MANAGEMENT

BLACK DIAMOND, WA 98010

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CRD#: 5866784

Professional summary

Brad Joseph Landry is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Black Diamond, Washington.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Brad has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Brad J. Landry is also an insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Joseph Landry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2017 - Present

NORTHWEST ASSET MANAGEMENT

Office #1: 29034 216th Ave Se Suite A, Black Diamond, WA 98010

RIA

CRD#: 147923

BLACK DIAMOND, WA

Past

August 17, 2015 - September 15, 2017

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BELLEVUE, WA

Past

August 17, 2015 - September 15, 2017

OPPENHEIMER & CO. INC.

CRD#: 249

BELLEVUE, WA

Past

August 30, 2012 - August 19, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MAPLE VALLEY, WA

Past

August 30, 2012 - August 19, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MAPLE VALLEY, WA

Past

February 4, 2011 - August 8, 2012

MORGAN STANLEY

RIA

CRD#: 149777

SEATTLE, WA

Past

January 7, 2011 - August 8, 2012

MORGAN STANLEY

CRD#: 149777

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2023)

IAR

Louisiana
(1/27/2023)

IAR

Texas
(10/16/2018)

IAR

Washington
(9/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2011

General Securities Representative Examination

Current Firm

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

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Contact information

Main Address

2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 838-3680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (147923) (3/31/2025)

ADV PART 2 NWASSET WRAP (147923) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	8,844
AUM (Assets Under Management)	$ 3,608,262,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brad J. Landry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Joseph Landry's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

NORTHWEST ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2011

SIE

Date: 9/15/2017

Series 7

Date: 1/6/2011

Current Firm

NORTHWEST ASSET MANAGEMENT

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST ASSET MANAGEMENT

TRUST BUT VERIFY

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