Thomas P. Caffrey

MOYER WEALTH MANAGEMENT

Lansdale, PA

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CRD#: 5866720

Professional summary

Thomas Patrick Caffrey SR., who also goes by Thomas Patrick Caffrey Sr, Thomas Patrick Caffrey, is a registered financial advisor currently at MOYER WEALTH MANAGEMENT located in Lansdale, Pennsylvania and DONALD W. NICHOLSON & ASSOCIATES LTD located in Wilmington, Delaware.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Patrick Caffrey Sr | Thomas Patrick Caffrey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Moyer Wealth Management; Is business Investment related: Yes; Address of other business: 411 Doylestown Road, Suite 706, Montgomeryville, PA 18936; Nature of other business: Wealth Management; Your position: Financial Advisors; Start date of relationship: 04/01/2025 Approx. # of hours /month devote to other business: 96; Number of hours devoted to other business during securities trading hours: 96.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Caffrey SR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2025 - Present

MOYER WEALTH MANAGEMENT

RIA

CRD#: 317908

Lansdale, PA

Current

August 7, 2025 - Present

DONALD W. NICHOLSON & ASSOCIATES LTD

Office #1: 1403 Silverside Rd Ste B, Wilmington, DE 19810

RIA

CRD#: 107054

WILMINGTON, DE

Past

August 9, 2021 - December 31, 2024

CAFFREY RETIREMENT SOLUTIONS

RIA

CRD#: 312280

PERKIOMENVILLE, PA

Past

April 6, 2021 - July 14, 2021

CSENGE ADVISORY GROUP, LLC

RIA

CRD#: 131167

Malvern, PA

Past

July 27, 2018 - December 31, 2018

LION STREET ADVISORS, LLC

RIA

CRD#: 167610

Malvern, PA

Past

July 27, 2018 - June 30, 2021

LION STREET FINANCIAL, LLC

CRD#: 165828

Pottstown, PA

Past

January 30, 2017 - July 31, 2018

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MALVERN, PA

Past

January 28, 2015 - July 31, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

MALVERN, PA

Past

June 23, 2014 - October 23, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

DOYLESTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DONALD W. NICHOLSON & ASSOCIATES LTD

DONALD W. NICHOLSON & ASSOCIATES LTD | NICHOLSON DONALD W & ASSOCIATES LTD

CRD#: 107054 / SEC#: 801-56986

RIA

Registered Investment Advisory firm - (11/26/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(8/8/2025)

IAR

Pennsylvania
(4/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2014

General Securities Representative Examination

Current Firm

DONALD W. NICHOLSON & ASSOCIATES LTD

DONALD W. NICHOLSON & ASSOCIATES LTD | NICHOLSON DONALD W & ASSOCIATES LTD

CRD#: 107054 / SEC#: 801-56986

RIA

Registered Investment Advisory firm - (11/26/1999 Approved)

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Contact information

Main Address

1403 Silverside Rd Ste B, Wilmington, DE 19810

Mailing Address

Phone number

(302) 529-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (11/25/2025)

Regulatory assets under management

Total Number of Accounts	501
AUM (Assets Under Management)	$ 171,343,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas P. Caffrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Caffrey SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

DONALD W. NICHOLSON & ASSOCIATES LTD

CAFFREY RETIREMENT SOLUTIONS

CSENGE ADVISORY GROUP, LLC

LION STREET ADVISORS, LLC

LION STREET FINANCIAL, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

DONALD W. NICHOLSON & ASSOCIATES LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2021

Series 63

Date: 10/19/2016

Series 7TO

Date: 3/29/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2014

Current Firm

DONALD W. NICHOLSON & ASSOCIATES LTD

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DONALD W. NICHOLSON & ASSOCIATES LTD

TRUST BUT VERIFY

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