VD
Vincent L. Donivan
INVESTOR FAN
Coeur d'Alene, ID
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CRD#: 5866709
VD
Professional summary
Vincent Luke Donivan is a registered financial advisor currently at INVESTOR FAN located in Coeur D'alene, Idaho.
Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Vincent has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 08/30/2013: Donivan Financial - DBA for LPL Business (entity for Investor FAN business) - Investment Related - At Reported Business Location(s)
(2) 04/24/2014: Rain City Homes LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 2% Time Spent - Real estate investment holding and development company
(3) 01/29/2016: Linden Ave Holding Corp - Real Estate Rental - Investment Related - 1817 Queen Anne Ave N #411 Seattle, WA 98109 - Start 02/12/2015 - 4 Hr/Mo; 0 Hour(s) During Securities Trading - Residential real estate rents and or proceeds from selling a unit.
(4) 04/20/2016: Evanston Holdings - Real Estate Rental - Investment Related - 1817 Queen Anne Ave N Ste. 411, Seattle, WA 98109 - Start 03/24/2016 - 40 Hr/Mo; 10 Hour(s) During Securities Trading - rental real estate and development
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Luke Donivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2017 - Present
INVESTOR FAN
RIA
CRD#: 159301
Coeur d'Alene, ID
Past
May 31, 2013 - December 27, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
SEATTLE, WA
Past
May 31, 2013 - December 27, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
SEATTLE, WA
Past
February 4, 2011 - June 26, 2013
MORGAN STANLEY
RIA
CRD#: 149777
SEATTLE, WA
Past
January 7, 2011 - June 26, 2013
MORGAN STANLEY
BD
CRD#: 149777
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(7/11/2023)
IAR
Oregon(12/12/2018)
IAR
Washington(2/9/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Boise, ID
Mailing Address
Phone number
(425) 372-7517
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,515 |
| AUM (Assets Under Management) | $ 427,729,824 |
Red Flags
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