Stuart M. Schrenzel

KEY CLIENT FIDUCIARY ADVISORS

Fairfield, NJ 07004

Some features on this profile are disabled

CRD#: 5866071

Professional summary

Stuart Mark Schrenzel is a registered financial advisor currently at KEY CLIENT FIDUCIARY ADVISORS, LLC located in Fairfield, New Jersey.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Stuart has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KEY CLIENT FIDUCIARY ADVISORS LLC; INVESTMENT-RELATED; FAIRFIELD, NJ; INVESTMENT ADVISER; INVESTMENT ADVISER REPRESENTATIVE; 10/2018; 50 HRS/MONTH; 4 HRS/DAY DURING TRADING HRS; PROVISION OF INVESTMENT ADVISORY SERVICES. 2. STATE OF NEW JERSEY REAL ESTATE LICENSE, INVESTMENT-RELATED, DUMONT, NJ, 1/2017, LESS THAN 1 HOUR PER MONTH, MAINTAINS/HOLDS REAL ESTATE LICENSE. 4. EXECUTOR FOR FATHER'S ESTATE; INVESTMENT-RELATED; ENGLEWOOD, NJ; START DATE 2010.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Mark Schrenzel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2018 - Present

KEY CLIENT FIDUCIARY ADVISORS, LLC

Office #1: 363 Route 46 West Suite 300, Fairfield, NJ 07004Office #2: 28036 Seasons Tide Ave, Bonita Springs, FL 34135

RIA

CRD#: 298240

Fairfield, NJ

Past

October 16, 2018 - April 3, 2024

REALTA EQUITIES, INC.

CRD#: 23769

Fairfield, NJ

Past

April 24, 2017 - October 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

FAIRFIELD, NJ

Past

November 18, 2016 - October 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

FAIRFIELD, NJ

Past

February 10, 2011 - December 12, 2016

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

TEANECK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY CLIENT FIDUCIARY ADVISORS, LLC

CJE FINANCIAL | TRIBUTARY WEALTH MANAGEMENT | KEY CLIENT FIDUCIARY ADVISORS, LLC | FOREMOST ADVISORS WEALTH MANAGEMENT

CRD#: 298240 / SEC#: 801-114010

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/2/2021)

IAR

New Jersey
(11/7/2018)

IAR

Texas
(10/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2011

General Securities Representative Examination

Current Firm

KEY CLIENT FIDUCIARY ADVISORS, LLC

CJE FINANCIAL | TRIBUTARY WEALTH MANAGEMENT | KEY CLIENT FIDUCIARY ADVISORS, LLC | FOREMOST ADVISORS WEALTH MANAGEMENT

CRD#: 298240 / SEC#: 801-114010

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

363 Route 46 West Suite 300, Fairfield, NJ 07004

Mailing Address

Phone number

(973) 244-4142

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	874
AUM (Assets Under Management)	$ 781,985,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stuart M. Schrenzel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Mark Schrenzel's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

KEY CLIENT FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2017

Series 63

Date: 3/2/2011

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2011

Current Firm

KEY CLIENT FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEY CLIENT FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors