JK
Joel T. Kelner
T&T CAPITAL MANAGEMENT
COTO DE CAZA, CA
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CRD#: 5865866
JK
Professional summary
Joel Thomas Kelner is a registered financial advisor currently at T&T CAPITAL MANAGEMENT located in Coto De Caza, California.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joel has worked at 2 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VATRENI INC, NOT INVESTMENT RELATED, 6 VIA TERRACLETA, COTO DE CAZA, CA 92679, MORTGAGE/ REAL ESTATE. LOAN OFFICER/ REALTOR. 05/2011- VATRENI INC IS MY PRIMARY BUSINESS AND THE MAJORITY OF MY TIME IS SPENT ON IT.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Thomas Kelner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2013 - Present
T&T CAPITAL MANAGEMENT
RIA
CRD#: 158407
COTO DE CAZA, CA
Past
February 21, 2014 - January 10, 2016
TTCM LLC
RIA
CRD#: 168371
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
T&T CAPITAL MANAGEMENT
OPTIMITRADING.COM | TT CAPITAL MANAGEMENT LLC | TRAVIS, TIMOTHY PHILIP | TIM TRAVIS CAPITAL MANAGEMENT, LLC | T&T INVESTMENT MANAGEMENT, LLC | T&T CAPITAL MANAGEMENT | OPVEST WEALTH MANAGEMENT
CRD#: 158407 / SEC#: 801-129780
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)Arizona
Registered Investment Advisory firm - (4/18/2024 Terminated)California
Registered Investment Advisory firm - (5/18/2024 Terminated)Florida
Registered Investment Advisory firm - (4/18/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/18/2024 Terminated)Indiana
Registered Investment Advisory firm - (7/26/2019 Terminated)Louisiana
Registered Investment Advisory firm - (10/23/2018 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)New York
Registered Investment Advisory firm - (4/18/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/19/2024 Terminated)South Carolina
Registered Investment Advisory firm - (4/18/2024 Terminated)Texas
Registered Investment Advisory firm - (4/18/2024 Terminated)Virginia
Registered Investment Advisory firm - (4/23/2024 Terminated)Washington
Registered Investment Advisory firm - (5/20/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/12/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TC
T&T CAPITAL MANAGEMENT
OPTIMITRADING.COM | TT CAPITAL MANAGEMENT LLC | TRAVIS, TIMOTHY PHILIP | TIM TRAVIS CAPITAL MANAGEMENT, LLC | T&T INVESTMENT MANAGEMENT, LLC | T&T CAPITAL MANAGEMENT | OPVEST WEALTH MANAGEMENT
CRD#: 158407 / SEC#: 801-129780
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)Arizona
Registered Investment Advisory firm - (4/18/2024 Terminated)California
Registered Investment Advisory firm - (5/18/2024 Terminated)Florida
Registered Investment Advisory firm - (4/18/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/18/2024 Terminated)Indiana
Registered Investment Advisory firm - (7/26/2019 Terminated)Louisiana
Registered Investment Advisory firm - (10/23/2018 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)New York
Registered Investment Advisory firm - (4/18/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/19/2024 Terminated)South Carolina
Registered Investment Advisory firm - (4/18/2024 Terminated)Texas
Registered Investment Advisory firm - (4/18/2024 Terminated)Virginia
Registered Investment Advisory firm - (4/23/2024 Terminated)Washington
Registered Investment Advisory firm - (5/20/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Gilbert, AZ
Mailing Address
Phone number
(805) 886-8140
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 591 |
| AUM (Assets Under Management) | $ 163,239,813 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
