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Garvis L. Campbell

VOYA RETIREMENT ADVISORS
Hodgenville, KY
Some features on this profile are disabled
CRD#: 5865542
GC

Professional summary

Garvis Lynn Campbell, who also goes by Garvis Campbell, Garvis L Campbell, is a registered financial advisor currently at VOYA RETIREMENT ADVISORS, LLC located in Hodgenville, Kentucky and VOYA FINANCIAL PARTNERS, LLC located in Braintree, Massachusetts.

Garvis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Garvis has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Garvis Campbell | Garvis L Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garvis Lynn Campbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2024 - Present

VOYA RETIREMENT ADVISORS, LLC

RIA
CRD#: 3989
Hodgenville, KY
Current

November 29, 2023 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: 30 Braintree Hill Office Park, Braintree, MA 02184
BD
CRD#: 34815
Braintree, MA
Past

November 9, 2021 - July 7, 2023

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
LOUISVILLE, KY
Past

January 13, 2020 - November 22, 2021

RETIREONE INVESTMENT SERVICES, LLC

BD
CRD#: 269923
LOUISVILLE, KY
Past

October 1, 2018 - January 10, 2020

PORTSMOUTH FINANCIAL SERVICES

BD
CRD#: 13980
Louisville, KY
Past

February 23, 2018 - October 4, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
ELIZABETHTOWN, KY
Past

July 2, 2013 - June 26, 2017

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

February 9, 2011 - June 28, 2013

VOYA RETIREMENT ADVISORS, LLC

BD
CRD#: 3989
FRANKFORT, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA RETIREMENT ADVISORS, LLC
VOYA RETIREMENT ADVISORS, LLC
CITISTREET ADVISORS LLC | VOYA RETIREMENT ADVISORS, LLC | SMITH ANNUITY SERVICES, INC. | SMITH ANNUITY SERVICES LLC | ING INVESTMENT ADVISORS, LLC | D. F. S. & ASSOCIATES

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA
Registered Investment Advisory firm - SEC (9/25/2000 Approved)
BD
Terminated by SEC on 11/29/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kentucky
(11/29/2023)
IAR
Kentucky
(3/26/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/26/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/28/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/8/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC
VOYA RETIREMENT ADVISORS, LLC
CITISTREET ADVISORS LLC | VOYA RETIREMENT ADVISORS, LLC | SMITH ANNUITY SERVICES, INC. | SMITH ANNUITY SERVICES LLC | ING INVESTMENT ADVISORS, LLC | D. F. S. & ASSOCIATES

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA
Registered Investment Advisory firm - SEC (9/25/2000 Approved)
BD
Terminated by SEC on 11/29/2016
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Contact information

Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
Phone number
(860) 580-2817
Established
New Jersey since 02/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
116

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

VOYA RETIREMENT ADVISORS, LLC PART 2A BROCHURE (3/12/2025)

Direct owners and executive officers

NamePositionCRD#
VOYA INSTITUTIONAL PLAN SERVICES, LLCSOLE MEMBER OF APPLICANT
GORDON, REGINA AVERYCHIEF COMPLIANCE OFFICER3173644
HULTGREN, KRISTIN HENDERSONCFO / FINOP5506534
NICHOLS, JAMES LUTHER IVMANAGING DIRECTOR5237805

Regulatory assets under management

Total Number of Accounts13,160
AUM (Assets Under Management)$ 30,885,140,490

Disclosures

Regulatory Event1

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/18/2024
Cover Page
Report
01/26/2024
Cover Page
Report
01/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA RETIREMENT ADVISORS, LLC

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989Hodgenville, KY

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