JP
Joshua S. Pacheco
AXIS WEALTH PARTNERS
Westport, MA 02790
Some features on this profile are disabled
CRD#: 5865407
JP
Professional summary
Joshua Sousa Pacheco, who also goes by Joshua S Pacheco, is a registered financial advisor currently at AXIS WEALTH PARTNERS, LLC located in Westport, Massachusetts and INNOVATION PARTNERS LLC located in Westport, Massachusetts.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joshua has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua S Pacheco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) AXIS ADVISORS, LLC (INVESTMENT RELATED)- 09/2014 -INVESTMENT ADVISOR REPRESENTATIVE - VICE PRESIDENT - CONDUCT BUSINESS DURING TRADING HOURS - ASSIST CLIENTS WITH FINANCIAL PLANNING AND INVESTING - COMPENSATED BASED ON FEE BASED SERVICES. 2.) HSA INSURANCE; BRAINTREE, MA; START: 2012; AGENT; PROVIDE INDIVIDUALS AND GROUPS PRIVATE HEALTH INSURANCE OFFERED THROUGH LEADING CARRIERS 12 HRS/MON NOT DURING TRADING HOURS. 3.) CRUMP LIFE INSURANCE; HARRISBURG, PA; START 2012; OFFER SIMPLE TERM INSURANCE TO CLIENTS WHOM MAY REQUEST IT; 4 HRS/MON NOT DURING TRADING HOURS. 4.) FALLON COMMUNITY HEALTH PLAN; WORCESTER, MA; START 2013; PROVIDE GROUPS ONLY HEALTH INSURANCE THROUGH FCHP; 2 HRS/MON NOT DURING TRADING HOURS. 5.) 2018 to Present - Owner - Apartment Complex - Not Investment Related 6.) 2018 to Present - Owner - Furniture Store - Not Investment Related. 7. JOSHUA SOUSA PACHECO - PARTNER AT RENTAL PROPERTIES - 141 COUNTY STREET, NEW BEDFORD, MA - MANAGE MULTI-FAMILY RENTAL PROPERTIES AND TENANTS INHERITED FROM PARENTS - BUSINESS STARTED MARCH 20, 2108 - DURING AND OUTSIDE TRADING HOURS: 80 - EXPECTED TOTAL YEARLY COMPENSATION DERIVED FROM THE BUSINESS: 50%.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Sousa Pacheco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2014 - Present
AXIS WEALTH PARTNERS, LLC
Office #1: 909 State Road Unit E, Westport, MA 02790RIA
CRD#: 167122
Westport, MA
Current
November 20, 2014 - Present
INNOVATION PARTNERS LLC
Office #1: 909 State Road , Ma 02790, United States, Westport, MA 02790RIA
BD
CRD#: 146344
WESTPORT, MA
Past
September 12, 2012 - September 11, 2014
CAPITAL ANALYSTS
RIA
CRD#: 162200
WESTPORT, MA
Past
June 1, 2012 - September 11, 2014
LINCOLN INVESTMENT
BD
CRD#: 519
WESTPORT, MA
Past
August 15, 2011 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
WESTPORT, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXIS WEALTH PARTNERS, LLC
AXIS ADVISORS, LLC | AXIS WEALTH PARTNERS, LLC
CRD#: 167122 / SEC#: 801-120324
RIA
Registered Investment Advisory firm - (2/12/2021 Approved)Florida
Registered Investment Advisory firm - (3/3/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (3/3/2021 Terminated)Rhode Island
Registered Investment Advisory firm - (3/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/18/2016)
IAR
Massachusetts(9/22/2014)
RR
Massachusetts(11/20/2014)
RR
Rhode Island(11/25/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AXIS WEALTH PARTNERS, LLC
AXIS ADVISORS, LLC | AXIS WEALTH PARTNERS, LLC
CRD#: 167122 / SEC#: 801-120324
RIA
Registered Investment Advisory firm - (2/12/2021 Approved)Florida
Registered Investment Advisory firm - (3/3/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (3/3/2021 Terminated)Rhode Island
Registered Investment Advisory firm - (3/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Massasoit Avenue Suite 112, East Providence, RI 02914
Mailing Address
Phone number
(401) 441-5111
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,585 |
| AUM (Assets Under Management) | $ 289,667,386 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
